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Kronos Bio, Inc.
0001741830 Current Report
2021-11-12 00:00:00 8-K/A Ritter Stephen
0000807863 Security Sale/Purchase Record
2021-11-12 00:00:00 4 DELUCA NORMAN J
0001240365 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Outbrain Inc.
0001454938 Quarterly Report
2021-11-12 00:00:00 10-Q MFN Partners Management, LP
0001732811 Quarterly Report
2021-11-12 00:00:00 13F-HR JPMORGAN CHASE & CO
0000019617 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 Bentsen Tim E
0001605853 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Eagle Bancorp Montana, Inc.
0001478454 Current Report
2021-11-12 00:00:00 8-K Holmes W. Alexander
0001525597 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Parent Haughey Nicole
0001587294 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Mudd William E
0001415049 Security Sale/Purchase Record
2021-11-12 00:00:00 4 HOLZGREFE FREDERICK J III
0001618555 Security Sale/Purchase Record
2021-11-12 00:00:00 4 BANK OF MONTREAL /CAN/
0000927971 Free Writing Prospectus
2021-11-12 00:00:00 FWP Ribbit LEAP, Ltd.
0001818346 Quarterly Report
2021-11-12 00:00:00 10-Q Hardman Johnston Capital Partners Fund I, L.P.
0001473541 Stock / Securites Offering
2021-11-12 00:00:00 D/A Managed Portfolio Series
0001511699 Monthly Portfolio Investments Report
2021-11-12 00:00:00 NPORT-P SEI Investments Canada Co
0001633036 Quarterly Report
2021-11-12 00:00:00 13F-NT Shore Craig
0001517387 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Murray Amy Y
0001891334 Security Ownership Statement
2021-11-12 00:00:00 3 Winter Jeffrey Howard
0001882076 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Duolingo, Inc.
0001562088 Quarterly Report
2021-11-12 00:00:00 10-Q MANNATECH INC
0001056358 Quarterly Report
2021-11-12 00:00:00 10-Q Asana Partners Fund III, LP
0001893207 Stock / Securites Offering
2021-11-12 00:00:00 D HCW Biologics Inc.
0001828673 Quarterly Report
2021-11-12 00:00:00 10-Q ESPORTS ENTERTAINMENT GROUP, INC.
0001451448 Securities Registration
2021-11-12 00:00:00 8-A12B BMO ASSET MANAGEMENT CORP.
0001599763 Quarterly Report
2021-11-12 00:00:00 13F-NT Fullen Elliot K.
0001846488 Security Sale/Purchase Record
2021-11-12 00:00:00 4 NASSETTA CHRISTOPHER J
0001078095 Security Sale/Purchase Record
2021-11-12 00:00:00 4 AFS SENSUB CORP.
0001347185 Prospectus [Rule 424(b)(5)]
2021-11-12 00:00:00 424B5 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 WIJNBERG SANDRA S
0001194455 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Laidley David H.
0001451762 Security Sale/Purchase Record
2021-11-12 00:00:00 4 MARTIN PATRICK
0001833431 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Discover Funding LLC
0001645731 Asset-Backed Issuer Distribution
2021-11-12 00:00:00 10-D Discover Card Execution Note Trust
0001407200 Asset-Backed Issuer Distribution
2021-11-12 00:00:00 10-D Robison Dennis C
0001449101 Security Sale/Purchase Record
2021-11-12 00:00:00 4 HAFT IAN DAVID
0001573787 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Cherry Pedro P.
0001697382 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Graham Partners Growth I (A), L.P.
0001871385 Stock / Securites Offering
2021-11-12 00:00:00 D Malier Vanessa
0001891515 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Redpoint Investment Management Pty Ltd
0001732538 Quarterly Report
2021-11-12 00:00:00 13F-HR UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 COMTECH TELECOMMUNICATIONS CORP /DE/
0000023197 Proxy Soliciting Materials
2021-11-12 00:00:00 DFAN14A 7 Acquisition Corp
0001850699 Ownership Acquisition Statement
2021-11-12 00:00:00 SC 13G PRINCETON CAPITAL CORP
0000845385 Quarterly Report
2021-11-12 00:00:00 10-Q Andersson Claus A.
0001890710 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Young Bryan J
0001849050 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Franklin Templeton ETF Trust
0001655589 Monthly Portfolio Investments Report
2021-11-12 00:00:00 NPORT-P Celsius Holdings, Inc.
0001341766 Quarterly Report
2021-11-12 00:00:00 10-Q Redwire Corp
0001819810 Prospectus [Rule 424(b)(3)]
2021-11-12 00:00:00 424B3 AEI INCOME & GROWTH FUND 25 LLC
0001185198 Quarterly Report
2021-11-12 00:00:00 10-Q Neuberger Berman Breton Hill ULC
0001531987 Quarterly Report
2021-11-12 00:00:00 13F-NT Crawford Gordon
0001567530 Security Sale/Purchase Record
2021-11-12 00:00:00 4 ABDO JOHN E
0001199936 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Jackowski Michael A.
0001821104 Security Sale/Purchase Record
2021-11-12 00:00:00 4 DeCarolis Donna L
0001313387 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Fages Renaud
0001861449 Security Ownership Statement
2021-11-12 00:00:00 3 Stash Ryan
0001833972 Security Sale/Purchase Record
2021-11-12 00:00:00 4 BESSEMER TRUST Co OF FLORIDA
0000700683 Quarterly Report
2021-11-12 00:00:00 13F-NT Isely Lark
0001547459 Annual Security Ownership Report
2021-11-12 00:00:00 5 Mutual of America Variable Insurance Portfolios, Inc.
0001776030 Monthly Portfolio Investments Report
2021-11-12 00:00:00 NPORT-P Gusinov Alex
0000751978 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Merion, Inc.
0001517498 Quarterly Report
2021-11-12 00:00:00 10-Q Bramalea Partners Skyhawk SPV II, L.P.
0001889002 Stock / Securites Offering
2021-11-12 00:00:00 D LUCIANI PAULA M.
0001667084 Quarterly Report
2021-11-12 00:00:00 13F-NT BHP Group Ltd
0000811809 Foreign Issuer Report
2021-11-12 00:00:00 6-K X-Square Capital, LLC
0001729300 Quarterly Report
2021-11-12 00:00:00 13F-HR CYNOSURE MANAGEMENT, LLC
0001763409 Quarterly Report
2021-11-12 00:00:00 13F-HR Garrison Point Capital, LLC
0001820538 Quarterly Report
2021-11-12 00:00:00 13F-HR BW-PGII, LLC
0001884317 Stock / Securites Offering
2021-11-12 00:00:00 D/A Ritrievi Kimberly E
0001000623 Security Sale/Purchase Record
2021-11-12 00:00:00 4/A ACOF Investment Management LLC
0001684171 Quarterly Report
2021-11-12 00:00:00 13F-NT Ranger Energy Services, Inc.
0001699039 Acquisition Statement
2021-11-12 00:00:00 SC 13D/A BESSEMER TRUST CO
0000011790 Quarterly Report
2021-11-12 00:00:00 13F-NT Main Management ETF Advisors, LLC
0001698607 Quarterly Report
2021-11-12 00:00:00 13F-HR MURPHY DIANA M
0001205378 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Tallett Elizabeth E
0001192460 Security Ownership Statement
2021-11-12 00:00:00 3 Gabelli Global Small & Mid Cap Value Trust
0000807249 Acquisition Statement
2021-11-12 00:00:00 SC 13D CAPITAL COUNSEL LLC/NY
0001114928 Quarterly Report
2021-11-12 00:00:00 13F-HR Brooke Frederick Dixon
0001695916 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Roberts III Chris
0001775438 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Diamond Michael E
0001590840 Security Sale/Purchase Record
2021-11-12 00:00:00 4 VISION HYDROGEN Corp
0001676580 Acquisition Statement
2021-11-12 00:00:00 SC 13D Array Technologies, Inc.
0001820721 Quarterly Report
2021-11-12 00:00:00 10-Q Gibson Gregory C
0001878504 Security Sale/Purchase Record
2021-11-12 00:00:00 4 VanderZanden Travis
0001891364 Security Ownership Statement
2021-11-12 00:00:00 3 Parametrica Asset Management Ltd
0001535090 Quarterly Report
2021-11-12 00:00:00 13F-NT MUTUAL OF AMERICA INVESTMENT CORP
0000795259 Monthly Portfolio Investments Report
2021-11-12 00:00:00 NPORT-P SIMS JOHN V
0001677089 Security Sale/Purchase Record
2021-11-12 00:00:00 4 GRUBER SCOTT L
0001481104 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Xunlei Ltd
0001510593 Foreign Issuer Report
2021-11-12 00:00:00 6-K Herzog David L
0001331793 Security Sale/Purchase Record
2021-11-12 00:00:00 4 ADIAL PHARMACEUTICALS, INC.
0001513525 Current Report
2021-11-12 00:00:00 8-K BANK OF MONTREAL /CAN/
0000927971 Quarterly Report
2021-11-12 00:00:00 13F-HR Elfrink Willhem
0001893194 Security Ownership Statement
2021-11-12 00:00:00 3 RADY ERNEST S
0001500217 Security Sale/Purchase Record
2021-11-12 00:00:00 4 KAPLAN BETH J
0001247154 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Fourthstone LLC
0001767803 Quarterly Report
2021-11-12 00:00:00 13F-HR Braze, Inc.
0001676238 Securities Registration
2021-11-12 00:00:00 8-A12B COCKLIN KIM R
0000731802 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Christianson Jon
0001761312 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Primo Wind, Inc.
0001736304 Form C-W
2021-11-12 00:00:00 C-W COBB BRIAN J.
0000849145 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Blink Charging Co.
0001429764 Current Report
2021-11-12 00:00:00 8-K SOCKET MOBILE, INC.
0000944075 Quarterly Report
2021-11-12 00:00:00 10-Q First Reserve Sustainable Growth Corp.
0001877625 Merger Prospectus/Communication
2021-11-12 00:00:00 425 Pioneer Merger Corp.
0001829797 Business Securities Merger/Acquisition Registration
2021-11-12 00:00:00 S-4/A UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 Maryland Capital Management
0001356643 Quarterly Report
2021-11-12 00:00:00 13F-HR Rahilly Ita M
0001811767 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Mill City Ventures III, Ltd
0001425355 Quarterly Report
2021-11-12 00:00:00 10-Q JPMORGAN CHASE & CO
0001665650 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 Eqis Capital Management, Inc.
0001566653 Quarterly Report
2021-11-12 00:00:00 13F-HR Barner Sharon R
0001541520 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Global Wholehealth Partners Corp
0001598308 Current Report
2021-11-12 00:00:00 8-K ROYAL BANK OF CANADA
0001000275 Free Writing Prospectus
2021-11-12 00:00:00 FWP EQUABLE AUTHENTICATE LLC
0001892851 Stock / Securites Offering
2021-11-12 00:00:00 D J.P. Morgan Acceptance Corp II
0001142786 Asset-Backed Securitizer Report
2021-11-12 00:00:00 ABS-15G UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 Nelson Lisa
0001877269 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Descheneaux Michael
0001398582 Security Sale/Purchase Record
2021-11-12 00:00:00 4 TIEDEMANN ADVISORS, LLC
0001483232 Quarterly Report
2021-11-12 00:00:00 13F-HR LINDSELL TRAIN GLOBAL EQUITY LLC
0001623798 Stock / Securites Offering
2021-11-12 00:00:00 D/A Rasmussen Randy
0001860230 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Tran Tram
0001892918 Security Sale/Purchase Record
2021-11-12 00:00:00 4 EQUABLE AUTHENTICATE II LP
0001892796 Stock / Securites Offering
2021-11-12 00:00:00 D VIVEVE MEDICAL, INC.
0000879682 Current Report
2021-11-12 00:00:00 8-K Steadfast Apartment REIT, Inc.
0001585219 Merger Prospectus/Communication
2021-11-12 00:00:00 425 Dyal Capital Partners V
0001830923 Stock / Securites Offering
2021-11-12 00:00:00 D/A PureCycle Technologies, Inc.
0001830033 Prospectus [Rule 424(b)(3)]
2021-11-12 00:00:00 424B3 COLEMAN GREGORY
0001234654 Security Sale/Purchase Record
2021-11-12 00:00:00 4 TOWERVIEW LLC
0001166573 Quarterly Report
2021-11-12 00:00:00 13F-HR IRSA INVESTMENTS & REPRESENTATIONS INC
0000933267 Prospectus [Rule 424(b)(1)]
2021-11-12 00:00:00 424B1 Vitls Inc.
0001749947 Stock / Securites Offering
2021-11-12 00:00:00 D DocGo Inc.
0001822359 Current Report
2021-11-12 00:00:00 8-K Baring SICE
0001803230 Quarterly Report
2021-11-12 00:00:00 13F-NT GOLDMAN SACHS GROUP INC
0001419828 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 Pacific Ridge Capital Partners, LLC
0001591546 Quarterly Report
2021-11-12 00:00:00 13F-HR Advisors Preferred Trust
0001556505 Monthly Portfolio Investments Report
2021-11-12 00:00:00 NPORT-P Xtant Medical Holdings, Inc.
0001453593 Quarterly Report
2021-11-12 00:00:00 10-Q MANA Omega Master Fund LP
0001731167 Quarterly Report
2021-11-12 00:00:00 13F-NT FIDUCIARY MANAGEMENT INC /WI/
0000764532 Quarterly Report
2021-11-12 00:00:00 13F-HR UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 JENSEN INVESTMENT MANAGEMENT INC
0001106129 Quarterly Report
2021-11-12 00:00:00 13F-HR KNOW LABS, INC.
0001074828 Current Report
2021-11-12 00:00:00 8-K/A Almenoff June Sherie
0001492647 Security Ownership Statement
2021-11-12 00:00:00 3 DHANDA ANUJ
0001797932 Security Sale/Purchase Record
2021-11-12 00:00:00 4 DHANDA ANUJ
0001646972 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Integra Resources Corp.
0001722387 Foreign Issuer Report
2021-11-12 00:00:00 6-K EMAGIN CORP
0001046995 Quarterly Report
2021-11-12 00:00:00 10-Q CITIGROUP INC
0000200245 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 RemSleep Holdings Inc.
0001412126 Quarterly Report
2021-11-12 00:00:00 10-Q Mugel Sarah J
0001809786 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Mugel Sarah J
0000070145 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Breen Michael Martin
0000109657 Security Sale/Purchase Record
2021-11-12 00:00:00 4 SRB Corp
0001496228 Quarterly Report
2021-11-12 00:00:00 13F-HR Walsh Nancy A
0001396033 Security Sale/Purchase Record
2021-11-12 00:00:00 4 GR Mortgage Acquisition, LLC
0001868034 Asset-Backed Securitizer Report
2021-11-12 00:00:00 ABS-15G INCOME OPPORTUNITY REALTY INVESTORS INC /TX/
0000949961 Definitive Proxy Statement
2021-11-12 00:00:00 DEF 14A MCCAW CRAIG
0001814329 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Anthemis Digital Acquisitions I Corp
0001423053 Ownership Acquisition Statement
2021-11-12 00:00:00 SC 13G Isely Charity
0001554582 Annual Security Ownership Report
2021-11-12 00:00:00 5 GOLDMAN SACHS GROUP INC
0000886982 Free Writing Prospectus
2021-11-12 00:00:00 FWP Janus International Group, Inc.
0001839839 Form 25-NSE Delisting
2021-11-12 00:00:00 25-NSE UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 WRIGHT DAVID B
0001197392 Security Sale/Purchase Record
2021-11-12 00:00:00 4 SNS Financial Group, LLC
0001557485 Quarterly Report
2021-11-12 00:00:00 13F-HR CLEARONE INC
0000840715 Current Report
2021-11-12 00:00:00 8-K Lavaca Capital LLC
0001641447 Quarterly Report
2021-11-12 00:00:00 13F-HR Dune Acquisition Corp
0001817232 Quarterly Report
2021-11-12 00:00:00 10-Q HEFNER LINDA P
0001292810 Security Sale/Purchase Record
2021-11-12 00:00:00 4 JPMORGAN CHASE & CO
0001665650 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 Keating Michelle R
0001530038 Security Sale/Purchase Record
2021-11-12 00:00:00 4 BofA Finance LLC
0001682472 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 Solomons Neil
0001837720 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Hanjiao Group, Inc.
0001421819 Quarterly Report
2021-11-12 00:00:00 10-Q Camelot Capital Partners, LLC
0001753570 Quarterly Report
2021-11-12 00:00:00 13F-HR Dimensional Fund Advisors Ltd.
0001463225 Quarterly Report
2021-11-12 00:00:00 13F-NT CAPITAL SENIOR LIVING CORP
0001043000 Acquisition Statement
2021-11-12 00:00:00 SC 13D/A WHIMS JAMES L
0001216815 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Whitehead Jason E.
0001704715 Security Sale/Purchase Record
2021-11-12 00:00:00 4 GARCIA PAUL R
0001226012 Security Ownership Statement
2021-11-12 00:00:00 3 RALLO RICHARD
0001216998 Security Sale/Purchase Record
2021-11-12 00:00:00 4 COMTECH TELECOMMUNICATIONS CORP /DE/
0000023197 Definitive proxy statement in connection with contested solicitations
2021-11-12 00:00:00 DEFC14A Gila Therapeutics, Inc.
0001673503 Stock / Securites Offering
2021-11-12 00:00:00 D/A Meridian Wealth Partners, LLC
0001781942 Quarterly Report
2021-11-12 00:00:00 13F-HR/A TORONTO DOMINION BANK
0000947263 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 TECK RESOURCES LTD
0000886986 Foreign Issuer Report
2021-11-12 00:00:00 6-K Brown Jason E.
0001006655 Security Sale/Purchase Record
2021-11-12 00:00:00 4 BigCommerce Holdings, Inc.
0001626450 Quarterly Report
2021-11-12 00:00:00 10-Q Hanley Bryan A.
0001049606 Security Sale/Purchase Record
2021-11-12 00:00:00 4 CBRE Acquisition Holdings, Inc.
0001828723 Merger Prospectus/Communication
2021-11-12 00:00:00 425 GOLDMAN SACHS GROUP INC
0000886982 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 Soditic Asset Management LLP
0001852688 Quarterly Report
2021-11-12 00:00:00 13F-HR Drive Auto Receivables Trust 2021-3
0001890433 Free Writing Prospectus
2021-11-12 00:00:00 FWP CNL Healthcare Properties, Inc.
0001496454 Quarterly Report
2021-11-12 00:00:00 10-Q Ready William J
0001643573 Security Sale/Purchase Record
2021-11-12 00:00:00 4 HARBOR SPRING MASTER FUND, LP
0001638266 Quarterly Report
2021-11-12 00:00:00 13F-NT Dyal V Offshore Investors LP
0001830928 Stock / Securites Offering
2021-11-12 00:00:00 D/A AVINO SILVER & GOLD MINES LTD
0000316888 Foreign Issuer Report
2021-11-12 00:00:00 6-K BARCLAYS BANK PLC
0000312070 Free Writing Prospectus
2021-11-12 00:00:00 FWP Ashford Inc.
0001604738 Quarterly Report
2021-11-12 00:00:00 10-Q NWQ INVESTMENT MANAGEMENT COMPANY, LLC
0000763848 Quarterly Report
2021-11-12 00:00:00 13F-NT Capital Advisory Group Advisory Services, LLC
0001803229 Quarterly Report
2021-11-12 00:00:00 13F-HR Omega Fund IV G.P. Manager, Ltd.
0001624456 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Omega Fund IV GP, L.P.
0001528383 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Omega Fund IV, L.P.
0001528382 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Storey Barry L.
0001575363 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Storey Barry L.
0000018349 Security Sale/Purchase Record
2021-11-12 00:00:00 4 ENGEL JOHN
0001278669 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Bruhn Suzanne Louise
0001517790 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Bruhn Suzanne Louise
0001534120 Security Sale/Purchase Record
2021-11-12 00:00:00 4 LISTER ROBERT D
0001255900 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Verrica Pharmaceuticals Inc.
0001660334 Quarterly Report
2021-11-12 00:00:00 10-Q Long Corridor Asset Management Ltd
0001845501 Quarterly Report
2021-11-12 00:00:00 13F-HR FIRST TRUST EXCHANGE-TRADED FUND
0001329377 Prospectus Summary
2021-11-12 00:00:00 497K Wespath Institutional Investments LLC
0001768723 Quarterly Report
2021-11-12 00:00:00 13F-NT Associated Capital Group, Inc.
0001642122 Security Sale/Purchase Record
2021-11-12 00:00:00 4 GGCP Holdings LLC
0001493460 Security Sale/Purchase Record
2021-11-12 00:00:00 4 GGCP, INC.
0001238894 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Gupta Alka
0001848383 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Sotherly Hotels Inc.
0001301236 Quarterly Report
2021-11-12 00:00:00 10-Q Messer Stephen
0001856304 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Stelling Kessel D
0001483025 Security Sale/Purchase Record
2021-11-12 00:00:00 4 YOUNG MORRIS S
0001078582 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Tobin Bradford A
0001729237 Security Sale/Purchase Record
2021-11-12 00:00:00 4 LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
0000914036 Investment Prospectus
2021-11-12 00:00:00 497 Boit C F David
0001308331 Quarterly Report
2021-11-12 00:00:00 13F-HR Schell Brian N
0001374310 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Federal Home Loan Bank of Topeka
0001325878 Current Report
2021-11-12 00:00:00 8-K/A AH Equity Partners II, L.L.C.
0001541568 Quarterly Report
2021-11-12 00:00:00 13F-HR BERG DONALD C
0000065011 Security Sale/Purchase Record
2021-11-12 00:00:00 4 AMERICAFIRST QUANTITATIVE FUNDS
0001539996 Monthly Portfolio Investments Report
2021-11-12 00:00:00 NPORT-P Gottfredson Mark A.
0001632583 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Gottfredson Mark A.
0001616318 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Smithfield Trust Co
0001019754 Quarterly Report
2021-11-12 00:00:00 13F-HR Rynaski Todd M.
0000100885 Security Sale/Purchase Record
2021-11-12 00:00:00 4 MEANS INVESTMENT CO., INC.
0000701516 Quarterly Report
2021-11-12 00:00:00 13F-HR Kirkland Lake Gold Ltd.
0001713443 Foreign Issuer Report
2021-11-12 00:00:00 6-K Advisors Preferred Trust
0001556505 Series/Class Registration Information Annual Report
2021-11-12 00:00:00 N-CEN Embassy Bancorp, Inc.
0001449794 Quarterly Report
2021-11-12 00:00:00 10-Q Artal Luxembourg S. A.
0001053905 Quarterly Report
2021-11-12 00:00:00 13F-NT RINGLER JAMES M
0001009139 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Like Steven K.
0001647998 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Orbia Advance Corporation, S.A.B. de C.V./ADR
0001474274 Auto effective registration statement for American Depositary Receipts representing securities of certain foreign private issuers
2021-11-12 00:00:00 F-6EF LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
0000914036 Prospectus Summary
2021-11-12 00:00:00 497K Fortune Rise Acquisition Corp
0001849294 Current Report
2021-11-12 00:00:00 8-K KAPLAN BETH J
0001247154 Security Ownership Statement
2021-11-12 00:00:00 3 Healthcare Trust, Inc.
0001561032 Quarterly Report
2021-11-12 00:00:00 10-Q Aura Biosciences, Inc.
0001501796 Ownership Acquisition Statement
2021-11-12 00:00:00 SC 13G UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 Spartan Acquisition Corp. III
0001838527 Ownership Acquisition Statement
2021-11-12 00:00:00 SC 13G UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 JPMORGAN CHASE & CO
0001665650 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 JPMORGAN CHASE & CO
0001665650 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 JPMORGAN CHASE & CO
0001665650 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 Managed Portfolio Series
0001511699 Series/Class Registration Information Annual Report
2021-11-12 00:00:00 N-CEN iShares, Inc.
0000930667 Series/Class Registration Information Annual Report
2021-11-12 00:00:00 N-CEN Bakkt Holdings, Inc.
0001820302 IPO Investment Prospectus
2021-11-12 00:00:00 S-1 Goldman Sachs ETF Trust
0001479026 Series/Class Registration Information Annual Report
2021-11-12 00:00:00 N-CEN MONMOUTH REAL ESTATE INVESTMENT CORP
0000067625 Annual Report
2021-11-12 00:00:00 10-K iSHARES TRUST
0001100663 Series/Class Registration Information Annual Report
2021-11-12 00:00:00 N-CEN HAAN RONALD L
0001338582 Security Sale/Purchase Record
2021-11-12 00:00:00 4 GOLDMAN SACHS TRUST
0000822977 Series/Class Registration Information Annual Report
2021-11-12 00:00:00 N-CEN Inotiv, Inc.
0000720154 Employee Benefit Plan Security Offering
2021-11-12 00:00:00 S-8 Nextdoor Holdings, Inc.
0001846069 Current Report
2021-11-12 00:00:00 8-K ZA Group, Inc.
0001893124 Offering Statement 1-A
2021-11-12 00:00:00 1-A Short Term Investment Fund for Puerto Rico Residents, Inc.
0001847310 Initial registration statement for open-end management investment companies
2021-11-12 00:00:00 N-1A/A Laird Superfood, Inc.
0001650696 Security Offering and Investment Prospectus
2021-11-12 00:00:00 S-3 Whole Earth Brands, Inc.
0001753706 Security Offering and Investment Prospectus
2021-11-12 00:00:00 S-3 Artist Edge Partners III LP
0001882310 Stock / Securites Offering
2021-11-12 00:00:00 D Financial Network Wealth Management LLC
0001840760 Quarterly Report
2021-11-12 00:00:00 13F-HR India Horizon Fund Ltd
0001531210 Stock / Securites Offering
2021-11-12 00:00:00 D/A Solstein Capital Partners L.P.
0001503702 Stock / Securites Offering
2021-11-12 00:00:00 D/A Meridian Bancorp, Inc.
0001354457 Form 25-NSE Delisting
2021-11-12 00:00:00 25-NSE Lido Advisors, LLC
0001650150 Quarterly Report
2021-11-12 00:00:00 13F-HR/A Lido Advisors, LLC
0001650150 Quarterly Report
2021-11-12 00:00:00 13F-HR/A Lido Advisors, LLC
0001650150 Quarterly Report
2021-11-12 00:00:00 13F-HR/A DFP HEALTHCARE ACQUISITIONS CORP.
0001354457 Form 25-NSE Delisting
2021-11-12 00:00:00 25-NSE CENTURY BANCORP INC
0001354457 Form 25-NSE Delisting
2021-11-12 00:00:00 25-NSE FIDELITY COVINGTON TRUST
0000945908 Series/Class Registration Information Annual Report
2021-11-12 00:00:00 N-CEN AIM INVESTMENT FUNDS
0000826644 Investment Prospectus
2021-11-12 00:00:00 497 MediaAlpha, Inc.
0001818383 Security Offering and Investment Prospectus
2021-11-12 00:00:00 S-3 PineBridge Global Dynamic Asset Allocation Fund LLC
0001627506 Stock / Securites Offering
2021-11-12 00:00:00 D/A Fidelity Merrimack Street Trust
0001562565 Series/Class Registration Information Annual Report
2021-11-12 00:00:00 N-CEN PILLARSTONE CAPITAL REIT
0000928953 Quarterly Report
2021-11-12 00:00:00 10-Q U.S. Real Estate Investment Fund, LLC
0001379462 Stock / Securites Offering
2021-11-12 00:00:00 D/A GUGGENHEIM CREDIT INCOME FUND 2016 T
0001618694 Quarterly Report
2021-11-12 00:00:00 10-Q GUGGENHEIM CREDIT INCOME FUND 2019
0001618696 Quarterly Report
2021-11-12 00:00:00 10-Q Rebus Holdings, Inc.
0001421204 Quarterly Report
2021-11-12 00:00:00 10-Q NATIONAL SECURITY GROUP INC
0000865058 Quarterly Report
2021-11-12 00:00:00 10-Q Meredith Holdings Corp
0001880863 Form SEC STAFF ACTION
2021-11-12 00:00:00 SEC STAFF ACTION JOSHUA GOLD RESOURCES INC
0001475430 Quarterly Report
2021-11-12 00:00:00 10-Q New York City REIT, Inc.
0001595527 Quarterly Report
2021-11-12 00:00:00 10-Q CERBERUS CYBER SENTINEL CORP
0001777319 Quarterly Report
2021-11-12 00:00:00 10-Q Public Storage
0001393311 Certification
2021-11-12 00:00:00 CERT Chowbus, Inc.
0001710691 Stock / Securites Offering
2021-11-12 00:00:00 D Roberts III Chris
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 SWETS JON
0001242351 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Elude Inc.
0001893341 Stock / Securites Offering
2021-11-12 00:00:00 D ZenBusiness Inc.
0001667806 Stock / Securites Offering
2021-11-12 00:00:00 D FARB THOMAS F
0000810509 Security Ownership Statement
2021-11-12 00:00:00 3 Joy Russell G
0001834045 Security Ownership Statement
2021-11-12 00:00:00 3 Komin Robert Patrick Jr.
0001861449 Security Ownership Statement
2021-11-12 00:00:00 3 Enspira Inc.
0001823266 Stock / Securites Offering
2021-11-12 00:00:00 D MEREDITH CORP
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 Frierott Jason M.
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 Buckley PLCR BII SPV, LLC
0001889307 Stock / Securites Offering
2021-11-12 00:00:00 D COLEMAN GREGORY
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 Levene Catherine
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 KAPLAN BETH J
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 Sacks David O
0001861449 Security Ownership Statement
2021-11-12 00:00:00 3 Lieberman Shmuel
0001043000 Security Ownership Statement
2021-11-12 00:00:00 3 Tallett Elizabeth E
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 ZIESER JOHN S
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 CAPPAERT STEVEN M
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 FRAZIER MEREDITH D MELL
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 Murison Lisa
0001861449 Security Ownership Statement
2021-11-12 00:00:00 3 BERG DONALD C
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 Jurres Andre
0001676580 Security Ownership Statement
2021-11-12 00:00:00 3 Beren Noah
0001043000 Security Ownership Statement
2021-11-12 00:00:00 3 Campbell Jonathan Bryan
0001101215 Security Ownership Statement
2021-11-12 00:00:00 3 FIDELITY SALEM STREET TRUST
0000035315 Series/Class Registration Information Annual Report
2021-11-12 00:00:00 N-CEN ImmunityBio, Inc.
0001326110 Quarterly Report
2021-11-12 00:00:00 10-Q Apollo Accord+ Offshore Fund, L.P.
0001885436 Stock / Securites Offering
2021-11-12 00:00:00 D Apollo Accord+ Fund, L.P.
0001885439 Stock / Securites Offering
2021-11-12 00:00:00 D American Beacon Advisors, Inc.
0000908758 Quarterly Report
2021-11-12 00:00:00 13F-HR Bank of New York Mellon Corp
0001390777 Quarterly Report
2021-11-12 00:00:00 13F-HR Kerger Paula
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 UMC Benefit Board, Inc.
0001352022 Quarterly Report
2021-11-12 00:00:00 13F-NT RENAISSANCE GROUP LLC
0000944234 Quarterly Report
2021-11-12 00:00:00 13F-HR Longview Partners
0001426092 Quarterly Report
2021-11-12 00:00:00 13F-HR Westwood International Advisors Inc.
0001607761 Quarterly Report
2021-11-12 00:00:00 13F-NT Castle Hook Partners LP
0001687241 Quarterly Report
2021-11-12 00:00:00 13F-HR BNY Mellon Securities Corp
0000732858 Quarterly Report
2021-11-12 00:00:00 13F-NT Negative Emissions Materials, Inc.
0001893571 Stock / Securites Offering
2021-11-12 00:00:00 D Tontine Asset Management, LLC
0001536239 Quarterly Report
2021-11-12 00:00:00 13F-NT BioPlus Acquisition Corp.
0001856653 IPO Investment Prospectus
2021-11-12 00:00:00 S-1/A Starboard Principal Co GP LLC
0001517140 Quarterly Report
2021-11-12 00:00:00 13F-NT 2594868 Ontario Ltd
0001872224 Quarterly Report
2021-11-12 00:00:00 13F-NT CAI International, Inc.
0001388430 Ownership Acquisition Statement
2021-11-12 00:00:00 SC 13G CADIAN CAPITAL MANAGEMENT, LP
0001423686 Quarterly Report
2021-11-12 00:00:00 13F-HR Cartica Management, LLC
0001600011 Quarterly Report
2021-11-12 00:00:00 13F-HR Faurot Holly
0001855633 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Diamond Michael E
0000807863 Security Sale/Purchase Record
2021-11-12 00:00:00 4 OCO Capital Partners, L.P.
0001764525 Quarterly Report
2021-11-12 00:00:00 13F-HR Crabel Capital Management, LLC
0001536557 Quarterly Report
2021-11-12 00:00:00 13F-HR FERNBRIDGE CAPITAL MANAGEMENT LP
0001827734 Quarterly Report
2021-11-12 00:00:00 13F-HR Palm Jamie E
0000792987 Security Sale/Purchase Record
2021-11-12 00:00:00 4 JOHNSON INVESTMENT COUNSEL INC
0000821197 Quarterly Report
2021-11-12 00:00:00 13F-HR Bylinsky Gregory
0001427289 Quarterly Report
2021-11-12 00:00:00 13F-NT Virtus Investment Advisers, Inc.
0000019481 Quarterly Report
2021-11-12 00:00:00 13F-NT Conger Robert
0001844323 Security Sale/Purchase Record
2021-11-12 00:00:00 4 GENDELL JEFFREY L
0001056581 Quarterly Report
2021-11-12 00:00:00 13F-HR Fort Sheridan Advisors LLC
0001606666 Quarterly Report
2021-11-12 00:00:00 13F-HR Polaris Venture Management Co. V, L.L.C.
0001439589 Quarterly Report
2021-11-12 00:00:00 13F-HR Westwood Advisors, L.L.C.
0001297254 Quarterly Report
2021-11-12 00:00:00 13F-NT SEEYOND
0001767840 Quarterly Report
2021-11-12 00:00:00 13F-HR WESTWOOD MANAGEMENT CORP /TX
0000949471 Quarterly Report
2021-11-12 00:00:00 13F-NT COOKE & BIELER LP
0000024386 Quarterly Report
2021-11-12 00:00:00 13F-HR Natixis Investment Managers International
0001166767 Quarterly Report
2021-11-12 00:00:00 13F-HR GeoWealth Management, LLC
0001593387 Quarterly Report
2021-11-12 00:00:00 13F-HR ASSF Operating Manager IV, L.P.
0001683967 Quarterly Report
2021-11-12 00:00:00 13F-NT Giverny Capital Inc.
0001641864 Quarterly Report
2021-11-12 00:00:00 13F-HR 1700480 ONTARIO INC
0001625247 Quarterly Report
2021-11-12 00:00:00 13F-NT BNY Mellon Investment Management Cayman Ltd
0001675045 Quarterly Report
2021-11-12 00:00:00 13F-NT Neuberger Berman Trust Co of Delaware N.A.
0001497476 Quarterly Report
2021-11-12 00:00:00 13F-NT OTPP Environmental Services Trust
0001811732 Quarterly Report
2021-11-12 00:00:00 13F-NT
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Kronos Bio, Inc.
0001741830 Current Report
2021-11-12 00:00:00 8-K/A Ritter Stephen
0000807863 Security Sale/Purchase Record
2021-11-12 00:00:00 4 DELUCA NORMAN J
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0000019617 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 Bentsen Tim E
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0001478454 Current Report
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0001587294 Security Sale/Purchase Record
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2021-11-12 00:00:00 4 HOLZGREFE FREDERICK J III
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0001633036 Quarterly Report
2021-11-12 00:00:00 13F-NT Shore Craig
0001517387 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Murray Amy Y
0001891334 Security Ownership Statement
2021-11-12 00:00:00 3 Winter Jeffrey Howard
0001882076 Security Sale/Purchase Record
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0001562088 Quarterly Report
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0001828673 Quarterly Report
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0001451448 Securities Registration
2021-11-12 00:00:00 8-A12B BMO ASSET MANAGEMENT CORP.
0001599763 Quarterly Report
2021-11-12 00:00:00 13F-NT Fullen Elliot K.
0001846488 Security Sale/Purchase Record
2021-11-12 00:00:00 4 NASSETTA CHRISTOPHER J
0001078095 Security Sale/Purchase Record
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0001347185 Prospectus [Rule 424(b)(5)]
2021-11-12 00:00:00 424B5 UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 WIJNBERG SANDRA S
0001194455 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Laidley David H.
0001451762 Security Sale/Purchase Record
2021-11-12 00:00:00 4 MARTIN PATRICK
0001833431 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Discover Funding LLC
0001645731 Asset-Backed Issuer Distribution
2021-11-12 00:00:00 10-D Discover Card Execution Note Trust
0001407200 Asset-Backed Issuer Distribution
2021-11-12 00:00:00 10-D Robison Dennis C
0001449101 Security Sale/Purchase Record
2021-11-12 00:00:00 4 HAFT IAN DAVID
0001573787 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Cherry Pedro P.
0001697382 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Graham Partners Growth I (A), L.P.
0001871385 Stock / Securites Offering
2021-11-12 00:00:00 D Malier Vanessa
0001891515 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Redpoint Investment Management Pty Ltd
0001732538 Quarterly Report
2021-11-12 00:00:00 13F-HR UBS AG
0001114446 Prospectus [Rule 424(b)(2)]
2021-11-12 00:00:00 424B2 COMTECH TELECOMMUNICATIONS CORP /DE/
0000023197 Proxy Soliciting Materials
2021-11-12 00:00:00 DFAN14A 7 Acquisition Corp
0001850699 Ownership Acquisition Statement
2021-11-12 00:00:00 SC 13G PRINCETON CAPITAL CORP
0000845385 Quarterly Report
2021-11-12 00:00:00 10-Q Andersson Claus A.
0001890710 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Young Bryan J
0001849050 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Franklin Templeton ETF Trust
0001655589 Monthly Portfolio Investments Report
2021-11-12 00:00:00 NPORT-P Celsius Holdings, Inc.
0001341766 Quarterly Report
2021-11-12 00:00:00 10-Q Redwire Corp
0001819810 Prospectus [Rule 424(b)(3)]
2021-11-12 00:00:00 424B3 AEI INCOME & GROWTH FUND 25 LLC
0001185198 Quarterly Report
2021-11-12 00:00:00 10-Q Neuberger Berman Breton Hill ULC
0001531987 Quarterly Report
2021-11-12 00:00:00 13F-NT Crawford Gordon
0001567530 Security Sale/Purchase Record
2021-11-12 00:00:00 4 ABDO JOHN E
0001199936 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Jackowski Michael A.
0001821104 Security Sale/Purchase Record
2021-11-12 00:00:00 4 DeCarolis Donna L
0001313387 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Fages Renaud
0001861449 Security Ownership Statement
2021-11-12 00:00:00 3 Stash Ryan
0001833972 Security Sale/Purchase Record
2021-11-12 00:00:00 4 BESSEMER TRUST Co OF FLORIDA
0000700683 Quarterly Report
2021-11-12 00:00:00 13F-NT Isely Lark
0001547459 Annual Security Ownership Report
2021-11-12 00:00:00 5 Mutual of America Variable Insurance Portfolios, Inc.
0001776030 Monthly Portfolio Investments Report
2021-11-12 00:00:00 NPORT-P Gusinov Alex
0000751978 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Merion, Inc.
0001517498 Quarterly Report
2021-11-12 00:00:00 10-Q Bramalea Partners Skyhawk SPV II, L.P.
0001889002 Stock / Securites Offering
2021-11-12 00:00:00 D LUCIANI PAULA M.
0001667084 Quarterly Report
2021-11-12 00:00:00 13F-NT BHP Group Ltd
0000811809 Foreign Issuer Report
2021-11-12 00:00:00 6-K X-Square Capital, LLC
0001729300 Quarterly Report
2021-11-12 00:00:00 13F-HR CYNOSURE MANAGEMENT, LLC
0001763409 Quarterly Report
2021-11-12 00:00:00 13F-HR Garrison Point Capital, LLC
0001820538 Quarterly Report
2021-11-12 00:00:00 13F-HR BW-PGII, LLC
0001884317 Stock / Securites Offering
2021-11-12 00:00:00 D/A Ritrievi Kimberly E
0001000623 Security Sale/Purchase Record
2021-11-12 00:00:00 4/A ACOF Investment Management LLC
0001684171 Quarterly Report
2021-11-12 00:00:00 13F-NT Ranger Energy Services, Inc.
0001699039 Acquisition Statement
2021-11-12 00:00:00 SC 13D/A BESSEMER TRUST CO
0000011790 Quarterly Report
2021-11-12 00:00:00 13F-NT Main Management ETF Advisors, LLC
0001698607 Quarterly Report
2021-11-12 00:00:00 13F-HR MURPHY DIANA M
0001205378 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Tallett Elizabeth E
0001192460 Security Ownership Statement
2021-11-12 00:00:00 3 Gabelli Global Small & Mid Cap Value Trust
0000807249 Acquisition Statement
2021-11-12 00:00:00 SC 13D CAPITAL COUNSEL LLC/NY
0001114928 Quarterly Report
2021-11-12 00:00:00 13F-HR Brooke Frederick Dixon
0001695916 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Roberts III Chris
0001775438 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Diamond Michael E
0001590840 Security Sale/Purchase Record
2021-11-12 00:00:00 4 VISION HYDROGEN Corp
0001676580 Acquisition Statement
2021-11-12 00:00:00 SC 13D Array Technologies, Inc.
0001820721 Quarterly Report
2021-11-12 00:00:00 10-Q Gibson Gregory C
0001878504 Security Sale/Purchase Record
2021-11-12 00:00:00 4 VanderZanden Travis
0001891364 Security Ownership Statement
2021-11-12 00:00:00 3 Parametrica Asset Management Ltd
0001535090 Quarterly Report
2021-11-12 00:00:00 13F-NT MUTUAL OF AMERICA INVESTMENT CORP
0000795259 Monthly Portfolio Investments Report
2021-11-12 00:00:00 NPORT-P SIMS JOHN V
0001677089 Security Sale/Purchase Record
2021-11-12 00:00:00 4 GRUBER SCOTT L
0001481104 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Xunlei Ltd
0001510593 Foreign Issuer Report
2021-11-12 00:00:00 6-K Herzog David L
0001331793 Security Sale/Purchase Record
2021-11-12 00:00:00 4 ADIAL PHARMACEUTICALS, INC.
0001513525 Current Report
2021-11-12 00:00:00 8-K BANK OF MONTREAL /CAN/
0000927971 Quarterly Report
2021-11-12 00:00:00 13F-HR Elfrink Willhem
0001893194 Security Ownership Statement
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2021-11-12 00:00:00 3 Frierott Jason M.
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 Buckley PLCR BII SPV, LLC
0001889307 Stock / Securites Offering
2021-11-12 00:00:00 D COLEMAN GREGORY
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 Levene Catherine
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 KAPLAN BETH J
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 Sacks David O
0001861449 Security Ownership Statement
2021-11-12 00:00:00 3 Lieberman Shmuel
0001043000 Security Ownership Statement
2021-11-12 00:00:00 3 Tallett Elizabeth E
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 ZIESER JOHN S
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 CAPPAERT STEVEN M
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 FRAZIER MEREDITH D MELL
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 Murison Lisa
0001861449 Security Ownership Statement
2021-11-12 00:00:00 3 BERG DONALD C
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 Jurres Andre
0001676580 Security Ownership Statement
2021-11-12 00:00:00 3 Beren Noah
0001043000 Security Ownership Statement
2021-11-12 00:00:00 3 Campbell Jonathan Bryan
0001101215 Security Ownership Statement
2021-11-12 00:00:00 3 FIDELITY SALEM STREET TRUST
0000035315 Series/Class Registration Information Annual Report
2021-11-12 00:00:00 N-CEN ImmunityBio, Inc.
0001326110 Quarterly Report
2021-11-12 00:00:00 10-Q Apollo Accord+ Offshore Fund, L.P.
0001885436 Stock / Securites Offering
2021-11-12 00:00:00 D Apollo Accord+ Fund, L.P.
0001885439 Stock / Securites Offering
2021-11-12 00:00:00 D American Beacon Advisors, Inc.
0000908758 Quarterly Report
2021-11-12 00:00:00 13F-HR Bank of New York Mellon Corp
0001390777 Quarterly Report
2021-11-12 00:00:00 13F-HR Kerger Paula
0001880863 Security Ownership Statement
2021-11-12 00:00:00 3 UMC Benefit Board, Inc.
0001352022 Quarterly Report
2021-11-12 00:00:00 13F-NT RENAISSANCE GROUP LLC
0000944234 Quarterly Report
2021-11-12 00:00:00 13F-HR Longview Partners
0001426092 Quarterly Report
2021-11-12 00:00:00 13F-HR Westwood International Advisors Inc.
0001607761 Quarterly Report
2021-11-12 00:00:00 13F-NT Castle Hook Partners LP
0001687241 Quarterly Report
2021-11-12 00:00:00 13F-HR BNY Mellon Securities Corp
0000732858 Quarterly Report
2021-11-12 00:00:00 13F-NT Negative Emissions Materials, Inc.
0001893571 Stock / Securites Offering
2021-11-12 00:00:00 D Tontine Asset Management, LLC
0001536239 Quarterly Report
2021-11-12 00:00:00 13F-NT BioPlus Acquisition Corp.
0001856653 IPO Investment Prospectus
2021-11-12 00:00:00 S-1/A Starboard Principal Co GP LLC
0001517140 Quarterly Report
2021-11-12 00:00:00 13F-NT 2594868 Ontario Ltd
0001872224 Quarterly Report
2021-11-12 00:00:00 13F-NT CAI International, Inc.
0001388430 Ownership Acquisition Statement
2021-11-12 00:00:00 SC 13G CADIAN CAPITAL MANAGEMENT, LP
0001423686 Quarterly Report
2021-11-12 00:00:00 13F-HR Cartica Management, LLC
0001600011 Quarterly Report
2021-11-12 00:00:00 13F-HR Faurot Holly
0001855633 Security Sale/Purchase Record
2021-11-12 00:00:00 4 Diamond Michael E
0000807863 Security Sale/Purchase Record
2021-11-12 00:00:00 4 OCO Capital Partners, L.P.
0001764525 Quarterly Report
2021-11-12 00:00:00 13F-HR Crabel Capital Management, LLC
0001536557 Quarterly Report
2021-11-12 00:00:00 13F-HR FERNBRIDGE CAPITAL MANAGEMENT LP
0001827734 Quarterly Report
2021-11-12 00:00:00 13F-HR Palm Jamie E
0000792987 Security Sale/Purchase Record
2021-11-12 00:00:00 4 JOHNSON INVESTMENT COUNSEL INC
0000821197 Quarterly Report
2021-11-12 00:00:00 13F-HR Bylinsky Gregory
0001427289 Quarterly Report
2021-11-12 00:00:00 13F-NT Virtus Investment Advisers, Inc.
0000019481 Quarterly Report
2021-11-12 00:00:00 13F-NT Conger Robert
0001844323 Security Sale/Purchase Record
2021-11-12 00:00:00 4 GENDELL JEFFREY L
0001056581 Quarterly Report
2021-11-12 00:00:00 13F-HR Fort Sheridan Advisors LLC
0001606666 Quarterly Report
2021-11-12 00:00:00 13F-HR Polaris Venture Management Co. V, L.L.C.
0001439589 Quarterly Report
2021-11-12 00:00:00 13F-HR Westwood Advisors, L.L.C.
0001297254 Quarterly Report
2021-11-12 00:00:00 13F-NT SEEYOND
0001767840 Quarterly Report
2021-11-12 00:00:00 13F-HR WESTWOOD MANAGEMENT CORP /TX
0000949471 Quarterly Report
2021-11-12 00:00:00 13F-NT COOKE & BIELER LP
0000024386 Quarterly Report
2021-11-12 00:00:00 13F-HR Natixis Investment Managers International
0001166767 Quarterly Report
2021-11-12 00:00:00 13F-HR GeoWealth Management, LLC
0001593387 Quarterly Report
2021-11-12 00:00:00 13F-HR ASSF Operating Manager IV, L.P.
0001683967 Quarterly Report
2021-11-12 00:00:00 13F-NT Giverny Capital Inc.
0001641864 Quarterly Report
2021-11-12 00:00:00 13F-HR 1700480 ONTARIO INC
0001625247 Quarterly Report
2021-11-12 00:00:00 13F-NT BNY Mellon Investment Management Cayman Ltd
0001675045 Quarterly Report
2021-11-12 00:00:00 13F-NT Neuberger Berman Trust Co of Delaware N.A.
0001497476 Quarterly Report
2021-11-12 00:00:00 13F-NT OTPP Environmental Services Trust
0001811732 Quarterly Report
2021-11-12 00:00:00 13F-NT
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Advanced Search Metadata SearchDocument Search
| Company CIK | Document Form |
|---|---|
| Kronos Bio, Inc. 0001741830 | Current Report 2021-11-12 00:00:00 8-K/A |
| Ritter Stephen 0000807863 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| DELUCA NORMAN J 0001240365 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Outbrain Inc. 0001454938 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| MFN Partners Management, LP 0001732811 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| JPMORGAN CHASE & CO 0000019617 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| Bentsen Tim E 0001605853 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Eagle Bancorp Montana, Inc. 0001478454 | Current Report 2021-11-12 00:00:00 8-K |
| Holmes W. Alexander 0001525597 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Parent Haughey Nicole 0001587294 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Mudd William E 0001415049 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| HOLZGREFE FREDERICK J III 0001618555 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| BANK OF MONTREAL /CAN/ 0000927971 | Free Writing Prospectus 2021-11-12 00:00:00 FWP |
| Ribbit LEAP, Ltd. 0001818346 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Hardman Johnston Capital Partners Fund I, L.P. 0001473541 | Stock / Securites Offering 2021-11-12 00:00:00 D/A |
| Managed Portfolio Series 0001511699 | Monthly Portfolio Investments Report 2021-11-12 00:00:00 NPORT-P |
| SEI Investments Canada Co 0001633036 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Shore Craig 0001517387 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Murray Amy Y 0001891334 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Winter Jeffrey Howard 0001882076 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Duolingo, Inc. 0001562088 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| MANNATECH INC 0001056358 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Asana Partners Fund III, LP 0001893207 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| HCW Biologics Inc. 0001828673 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| ESPORTS ENTERTAINMENT GROUP, INC. 0001451448 | Securities Registration 2021-11-12 00:00:00 8-A12B |
| BMO ASSET MANAGEMENT CORP. 0001599763 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Fullen Elliot K. 0001846488 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| NASSETTA CHRISTOPHER J 0001078095 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| AFS SENSUB CORP. 0001347185 | Prospectus [Rule 424(b)(5)] 2021-11-12 00:00:00 424B5 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| WIJNBERG SANDRA S 0001194455 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Laidley David H. 0001451762 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| MARTIN PATRICK 0001833431 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Discover Funding LLC 0001645731 | Asset-Backed Issuer Distribution 2021-11-12 00:00:00 10-D |
| Discover Card Execution Note Trust 0001407200 | Asset-Backed Issuer Distribution 2021-11-12 00:00:00 10-D |
| Robison Dennis C 0001449101 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| HAFT IAN DAVID 0001573787 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Cherry Pedro P. 0001697382 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Graham Partners Growth I (A), L.P. 0001871385 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| Malier Vanessa 0001891515 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Redpoint Investment Management Pty Ltd 0001732538 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| COMTECH TELECOMMUNICATIONS CORP /DE/ 0000023197 | Proxy Soliciting Materials 2021-11-12 00:00:00 DFAN14A |
| 7 Acquisition Corp 0001850699 | Ownership Acquisition Statement 2021-11-12 00:00:00 SC 13G |
| PRINCETON CAPITAL CORP 0000845385 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Andersson Claus A. 0001890710 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Young Bryan J 0001849050 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Franklin Templeton ETF Trust 0001655589 | Monthly Portfolio Investments Report 2021-11-12 00:00:00 NPORT-P |
| Celsius Holdings, Inc. 0001341766 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Redwire Corp 0001819810 | Prospectus [Rule 424(b)(3)] 2021-11-12 00:00:00 424B3 |
| AEI INCOME & GROWTH FUND 25 LLC 0001185198 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Neuberger Berman Breton Hill ULC 0001531987 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Crawford Gordon 0001567530 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| ABDO JOHN E 0001199936 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Jackowski Michael A. 0001821104 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| DeCarolis Donna L 0001313387 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Fages Renaud 0001861449 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Stash Ryan 0001833972 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| BESSEMER TRUST Co OF FLORIDA 0000700683 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Isely Lark 0001547459 | Annual Security Ownership Report 2021-11-12 00:00:00 5 |
| Mutual of America Variable Insurance Portfolios, Inc. 0001776030 | Monthly Portfolio Investments Report 2021-11-12 00:00:00 NPORT-P |
| Gusinov Alex 0000751978 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Merion, Inc. 0001517498 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Bramalea Partners Skyhawk SPV II, L.P. 0001889002 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| LUCIANI PAULA M. 0001667084 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| BHP Group Ltd 0000811809 | Foreign Issuer Report 2021-11-12 00:00:00 6-K |
| X-Square Capital, LLC 0001729300 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| CYNOSURE MANAGEMENT, LLC 0001763409 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Garrison Point Capital, LLC 0001820538 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| BW-PGII, LLC 0001884317 | Stock / Securites Offering 2021-11-12 00:00:00 D/A |
| Ritrievi Kimberly E 0001000623 | Security Sale/Purchase Record 2021-11-12 00:00:00 4/A |
| ACOF Investment Management LLC 0001684171 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Ranger Energy Services, Inc. 0001699039 | Acquisition Statement 2021-11-12 00:00:00 SC 13D/A |
| BESSEMER TRUST CO 0000011790 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Main Management ETF Advisors, LLC 0001698607 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| MURPHY DIANA M 0001205378 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Tallett Elizabeth E 0001192460 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Gabelli Global Small & Mid Cap Value Trust 0000807249 | Acquisition Statement 2021-11-12 00:00:00 SC 13D |
| CAPITAL COUNSEL LLC/NY 0001114928 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Brooke Frederick Dixon 0001695916 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Roberts III Chris 0001775438 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Diamond Michael E 0001590840 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| VISION HYDROGEN Corp 0001676580 | Acquisition Statement 2021-11-12 00:00:00 SC 13D |
| Array Technologies, Inc. 0001820721 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Gibson Gregory C 0001878504 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| VanderZanden Travis 0001891364 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Parametrica Asset Management Ltd 0001535090 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| MUTUAL OF AMERICA INVESTMENT CORP 0000795259 | Monthly Portfolio Investments Report 2021-11-12 00:00:00 NPORT-P |
| SIMS JOHN V 0001677089 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| GRUBER SCOTT L 0001481104 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Xunlei Ltd 0001510593 | Foreign Issuer Report 2021-11-12 00:00:00 6-K |
| Herzog David L 0001331793 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| ADIAL PHARMACEUTICALS, INC. 0001513525 | Current Report 2021-11-12 00:00:00 8-K |
| BANK OF MONTREAL /CAN/ 0000927971 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Elfrink Willhem 0001893194 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| RADY ERNEST S 0001500217 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| KAPLAN BETH J 0001247154 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Fourthstone LLC 0001767803 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Braze, Inc. 0001676238 | Securities Registration 2021-11-12 00:00:00 8-A12B |
| COCKLIN KIM R 0000731802 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Christianson Jon 0001761312 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Primo Wind, Inc. 0001736304 | Form C-W 2021-11-12 00:00:00 C-W |
| COBB BRIAN J. 0000849145 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Blink Charging Co. 0001429764 | Current Report 2021-11-12 00:00:00 8-K |
| SOCKET MOBILE, INC. 0000944075 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| First Reserve Sustainable Growth Corp. 0001877625 | Merger Prospectus/Communication 2021-11-12 00:00:00 425 |
| Pioneer Merger Corp. 0001829797 | Business Securities Merger/Acquisition Registration 2021-11-12 00:00:00 S-4/A |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| Maryland Capital Management 0001356643 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Rahilly Ita M 0001811767 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Mill City Ventures III, Ltd 0001425355 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| JPMORGAN CHASE & CO 0001665650 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| Eqis Capital Management, Inc. 0001566653 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Barner Sharon R 0001541520 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Global Wholehealth Partners Corp 0001598308 | Current Report 2021-11-12 00:00:00 8-K |
| ROYAL BANK OF CANADA 0001000275 | Free Writing Prospectus 2021-11-12 00:00:00 FWP |
| EQUABLE AUTHENTICATE LLC 0001892851 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| J.P. Morgan Acceptance Corp II 0001142786 | Asset-Backed Securitizer Report 2021-11-12 00:00:00 ABS-15G |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| Nelson Lisa 0001877269 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Descheneaux Michael 0001398582 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| TIEDEMANN ADVISORS, LLC 0001483232 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| LINDSELL TRAIN GLOBAL EQUITY LLC 0001623798 | Stock / Securites Offering 2021-11-12 00:00:00 D/A |
| Rasmussen Randy 0001860230 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Tran Tram 0001892918 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| EQUABLE AUTHENTICATE II LP 0001892796 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| VIVEVE MEDICAL, INC. 0000879682 | Current Report 2021-11-12 00:00:00 8-K |
| Steadfast Apartment REIT, Inc. 0001585219 | Merger Prospectus/Communication 2021-11-12 00:00:00 425 |
| Dyal Capital Partners V 0001830923 | Stock / Securites Offering 2021-11-12 00:00:00 D/A |
| PureCycle Technologies, Inc. 0001830033 | Prospectus [Rule 424(b)(3)] 2021-11-12 00:00:00 424B3 |
| COLEMAN GREGORY 0001234654 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| TOWERVIEW LLC 0001166573 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| IRSA INVESTMENTS & REPRESENTATIONS INC 0000933267 | Prospectus [Rule 424(b)(1)] 2021-11-12 00:00:00 424B1 |
| Vitls Inc. 0001749947 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| DocGo Inc. 0001822359 | Current Report 2021-11-12 00:00:00 8-K |
| Baring SICE 0001803230 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| GOLDMAN SACHS GROUP INC 0001419828 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| Pacific Ridge Capital Partners, LLC 0001591546 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Advisors Preferred Trust 0001556505 | Monthly Portfolio Investments Report 2021-11-12 00:00:00 NPORT-P |
| Xtant Medical Holdings, Inc. 0001453593 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| MANA Omega Master Fund LP 0001731167 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| FIDUCIARY MANAGEMENT INC /WI/ 0000764532 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| JENSEN INVESTMENT MANAGEMENT INC 0001106129 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| KNOW LABS, INC. 0001074828 | Current Report 2021-11-12 00:00:00 8-K/A |
| Almenoff June Sherie 0001492647 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| DHANDA ANUJ 0001797932 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| DHANDA ANUJ 0001646972 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Integra Resources Corp. 0001722387 | Foreign Issuer Report 2021-11-12 00:00:00 6-K |
| EMAGIN CORP 0001046995 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| CITIGROUP INC 0000200245 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| RemSleep Holdings Inc. 0001412126 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Mugel Sarah J 0001809786 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Mugel Sarah J 0000070145 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Breen Michael Martin 0000109657 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| SRB Corp 0001496228 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Walsh Nancy A 0001396033 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| GR Mortgage Acquisition, LLC 0001868034 | Asset-Backed Securitizer Report 2021-11-12 00:00:00 ABS-15G |
| INCOME OPPORTUNITY REALTY INVESTORS INC /TX/ 0000949961 | Definitive Proxy Statement 2021-11-12 00:00:00 DEF 14A |
| MCCAW CRAIG 0001814329 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Anthemis Digital Acquisitions I Corp 0001423053 | Ownership Acquisition Statement 2021-11-12 00:00:00 SC 13G |
| Isely Charity 0001554582 | Annual Security Ownership Report 2021-11-12 00:00:00 5 |
| GOLDMAN SACHS GROUP INC 0000886982 | Free Writing Prospectus 2021-11-12 00:00:00 FWP |
| Janus International Group, Inc. 0001839839 | Form 25-NSE Delisting 2021-11-12 00:00:00 25-NSE |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| WRIGHT DAVID B 0001197392 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| SNS Financial Group, LLC 0001557485 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| CLEARONE INC 0000840715 | Current Report 2021-11-12 00:00:00 8-K |
| Lavaca Capital LLC 0001641447 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Dune Acquisition Corp 0001817232 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| HEFNER LINDA P 0001292810 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| JPMORGAN CHASE & CO 0001665650 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| Keating Michelle R 0001530038 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| BofA Finance LLC 0001682472 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| Solomons Neil 0001837720 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Hanjiao Group, Inc. 0001421819 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Camelot Capital Partners, LLC 0001753570 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Dimensional Fund Advisors Ltd. 0001463225 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| CAPITAL SENIOR LIVING CORP 0001043000 | Acquisition Statement 2021-11-12 00:00:00 SC 13D/A |
| WHIMS JAMES L 0001216815 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Whitehead Jason E. 0001704715 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| GARCIA PAUL R 0001226012 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| RALLO RICHARD 0001216998 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| COMTECH TELECOMMUNICATIONS CORP /DE/ 0000023197 | Definitive proxy statement in connection with contested solicitations 2021-11-12 00:00:00 DEFC14A |
| Gila Therapeutics, Inc. 0001673503 | Stock / Securites Offering 2021-11-12 00:00:00 D/A |
| Meridian Wealth Partners, LLC 0001781942 | Quarterly Report 2021-11-12 00:00:00 13F-HR/A |
| TORONTO DOMINION BANK 0000947263 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| TECK RESOURCES LTD 0000886986 | Foreign Issuer Report 2021-11-12 00:00:00 6-K |
| Brown Jason E. 0001006655 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| BigCommerce Holdings, Inc. 0001626450 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Hanley Bryan A. 0001049606 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| CBRE Acquisition Holdings, Inc. 0001828723 | Merger Prospectus/Communication 2021-11-12 00:00:00 425 |
| GOLDMAN SACHS GROUP INC 0000886982 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| Soditic Asset Management LLP 0001852688 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Drive Auto Receivables Trust 2021-3 0001890433 | Free Writing Prospectus 2021-11-12 00:00:00 FWP |
| CNL Healthcare Properties, Inc. 0001496454 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Ready William J 0001643573 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| HARBOR SPRING MASTER FUND, LP 0001638266 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Dyal V Offshore Investors LP 0001830928 | Stock / Securites Offering 2021-11-12 00:00:00 D/A |
| AVINO SILVER & GOLD MINES LTD 0000316888 | Foreign Issuer Report 2021-11-12 00:00:00 6-K |
| BARCLAYS BANK PLC 0000312070 | Free Writing Prospectus 2021-11-12 00:00:00 FWP |
| Ashford Inc. 0001604738 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| NWQ INVESTMENT MANAGEMENT COMPANY, LLC 0000763848 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Capital Advisory Group Advisory Services, LLC 0001803229 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Omega Fund IV G.P. Manager, Ltd. 0001624456 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Omega Fund IV GP, L.P. 0001528383 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Omega Fund IV, L.P. 0001528382 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Storey Barry L. 0001575363 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Storey Barry L. 0000018349 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| ENGEL JOHN 0001278669 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Bruhn Suzanne Louise 0001517790 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Bruhn Suzanne Louise 0001534120 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| LISTER ROBERT D 0001255900 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Verrica Pharmaceuticals Inc. 0001660334 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Long Corridor Asset Management Ltd 0001845501 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| FIRST TRUST EXCHANGE-TRADED FUND 0001329377 | Prospectus Summary 2021-11-12 00:00:00 497K |
| Wespath Institutional Investments LLC 0001768723 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Associated Capital Group, Inc. 0001642122 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| GGCP Holdings LLC 0001493460 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| GGCP, INC. 0001238894 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Gupta Alka 0001848383 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Sotherly Hotels Inc. 0001301236 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Messer Stephen 0001856304 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Stelling Kessel D 0001483025 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| YOUNG MORRIS S 0001078582 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Tobin Bradford A 0001729237 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST 0000914036 | Investment Prospectus 2021-11-12 00:00:00 497 |
| Boit C F David 0001308331 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Schell Brian N 0001374310 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Federal Home Loan Bank of Topeka 0001325878 | Current Report 2021-11-12 00:00:00 8-K/A |
| AH Equity Partners II, L.L.C. 0001541568 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| BERG DONALD C 0000065011 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| AMERICAFIRST QUANTITATIVE FUNDS 0001539996 | Monthly Portfolio Investments Report 2021-11-12 00:00:00 NPORT-P |
| Gottfredson Mark A. 0001632583 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Gottfredson Mark A. 0001616318 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Smithfield Trust Co 0001019754 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Rynaski Todd M. 0000100885 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| MEANS INVESTMENT CO., INC. 0000701516 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Kirkland Lake Gold Ltd. 0001713443 | Foreign Issuer Report 2021-11-12 00:00:00 6-K |
| Advisors Preferred Trust 0001556505 | Series/Class Registration Information Annual Report 2021-11-12 00:00:00 N-CEN |
| Embassy Bancorp, Inc. 0001449794 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Artal Luxembourg S. A. 0001053905 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| RINGLER JAMES M 0001009139 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Like Steven K. 0001647998 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Orbia Advance Corporation, S.A.B. de C.V./ADR 0001474274 | Auto effective registration statement for American Depositary Receipts representing securities of certain foreign private issuers 2021-11-12 00:00:00 F-6EF |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST 0000914036 | Prospectus Summary 2021-11-12 00:00:00 497K |
| Fortune Rise Acquisition Corp 0001849294 | Current Report 2021-11-12 00:00:00 8-K |
| KAPLAN BETH J 0001247154 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Healthcare Trust, Inc. 0001561032 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Aura Biosciences, Inc. 0001501796 | Ownership Acquisition Statement 2021-11-12 00:00:00 SC 13G |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| Spartan Acquisition Corp. III 0001838527 | Ownership Acquisition Statement 2021-11-12 00:00:00 SC 13G |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| JPMORGAN CHASE & CO 0001665650 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| JPMORGAN CHASE & CO 0001665650 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| JPMORGAN CHASE & CO 0001665650 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| UBS AG 0001114446 | Prospectus [Rule 424(b)(2)] 2021-11-12 00:00:00 424B2 |
| Managed Portfolio Series 0001511699 | Series/Class Registration Information Annual Report 2021-11-12 00:00:00 N-CEN |
| iShares, Inc. 0000930667 | Series/Class Registration Information Annual Report 2021-11-12 00:00:00 N-CEN |
| Bakkt Holdings, Inc. 0001820302 | IPO Investment Prospectus 2021-11-12 00:00:00 S-1 |
| Goldman Sachs ETF Trust 0001479026 | Series/Class Registration Information Annual Report 2021-11-12 00:00:00 N-CEN |
| MONMOUTH REAL ESTATE INVESTMENT CORP 0000067625 | Annual Report 2021-11-12 00:00:00 10-K |
| iSHARES TRUST 0001100663 | Series/Class Registration Information Annual Report 2021-11-12 00:00:00 N-CEN |
| HAAN RONALD L 0001338582 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| GOLDMAN SACHS TRUST 0000822977 | Series/Class Registration Information Annual Report 2021-11-12 00:00:00 N-CEN |
| Inotiv, Inc. 0000720154 | Employee Benefit Plan Security Offering 2021-11-12 00:00:00 S-8 |
| Nextdoor Holdings, Inc. 0001846069 | Current Report 2021-11-12 00:00:00 8-K |
| ZA Group, Inc. 0001893124 | Offering Statement 1-A 2021-11-12 00:00:00 1-A |
| Short Term Investment Fund for Puerto Rico Residents, Inc. 0001847310 | Initial registration statement for open-end management investment companies 2021-11-12 00:00:00 N-1A/A |
| Laird Superfood, Inc. 0001650696 | Security Offering and Investment Prospectus 2021-11-12 00:00:00 S-3 |
| Whole Earth Brands, Inc. 0001753706 | Security Offering and Investment Prospectus 2021-11-12 00:00:00 S-3 |
| Artist Edge Partners III LP 0001882310 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| Financial Network Wealth Management LLC 0001840760 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| India Horizon Fund Ltd 0001531210 | Stock / Securites Offering 2021-11-12 00:00:00 D/A |
| Solstein Capital Partners L.P. 0001503702 | Stock / Securites Offering 2021-11-12 00:00:00 D/A |
| Meridian Bancorp, Inc. 0001354457 | Form 25-NSE Delisting 2021-11-12 00:00:00 25-NSE |
| Lido Advisors, LLC 0001650150 | Quarterly Report 2021-11-12 00:00:00 13F-HR/A |
| Lido Advisors, LLC 0001650150 | Quarterly Report 2021-11-12 00:00:00 13F-HR/A |
| Lido Advisors, LLC 0001650150 | Quarterly Report 2021-11-12 00:00:00 13F-HR/A |
| DFP HEALTHCARE ACQUISITIONS CORP. 0001354457 | Form 25-NSE Delisting 2021-11-12 00:00:00 25-NSE |
| CENTURY BANCORP INC 0001354457 | Form 25-NSE Delisting 2021-11-12 00:00:00 25-NSE |
| FIDELITY COVINGTON TRUST 0000945908 | Series/Class Registration Information Annual Report 2021-11-12 00:00:00 N-CEN |
| AIM INVESTMENT FUNDS 0000826644 | Investment Prospectus 2021-11-12 00:00:00 497 |
| MediaAlpha, Inc. 0001818383 | Security Offering and Investment Prospectus 2021-11-12 00:00:00 S-3 |
| PineBridge Global Dynamic Asset Allocation Fund LLC 0001627506 | Stock / Securites Offering 2021-11-12 00:00:00 D/A |
| Fidelity Merrimack Street Trust 0001562565 | Series/Class Registration Information Annual Report 2021-11-12 00:00:00 N-CEN |
| PILLARSTONE CAPITAL REIT 0000928953 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| U.S. Real Estate Investment Fund, LLC 0001379462 | Stock / Securites Offering 2021-11-12 00:00:00 D/A |
| GUGGENHEIM CREDIT INCOME FUND 2016 T 0001618694 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| GUGGENHEIM CREDIT INCOME FUND 2019 0001618696 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Rebus Holdings, Inc. 0001421204 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| NATIONAL SECURITY GROUP INC 0000865058 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Meredith Holdings Corp 0001880863 | Form SEC STAFF ACTION 2021-11-12 00:00:00 SEC STAFF ACTION |
| JOSHUA GOLD RESOURCES INC 0001475430 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| New York City REIT, Inc. 0001595527 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| CERBERUS CYBER SENTINEL CORP 0001777319 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Public Storage 0001393311 | Certification 2021-11-12 00:00:00 CERT |
| Chowbus, Inc. 0001710691 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| Roberts III Chris 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| SWETS JON 0001242351 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Elude Inc. 0001893341 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| ZenBusiness Inc. 0001667806 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| FARB THOMAS F 0000810509 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Joy Russell G 0001834045 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Komin Robert Patrick Jr. 0001861449 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Enspira Inc. 0001823266 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| MEREDITH CORP 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Frierott Jason M. 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Buckley PLCR BII SPV, LLC 0001889307 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| COLEMAN GREGORY 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Levene Catherine 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| KAPLAN BETH J 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Sacks David O 0001861449 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Lieberman Shmuel 0001043000 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Tallett Elizabeth E 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| ZIESER JOHN S 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| CAPPAERT STEVEN M 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| FRAZIER MEREDITH D MELL 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Murison Lisa 0001861449 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| BERG DONALD C 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Jurres Andre 0001676580 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Beren Noah 0001043000 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| Campbell Jonathan Bryan 0001101215 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| FIDELITY SALEM STREET TRUST 0000035315 | Series/Class Registration Information Annual Report 2021-11-12 00:00:00 N-CEN |
| ImmunityBio, Inc. 0001326110 | Quarterly Report 2021-11-12 00:00:00 10-Q |
| Apollo Accord+ Offshore Fund, L.P. 0001885436 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| Apollo Accord+ Fund, L.P. 0001885439 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| American Beacon Advisors, Inc. 0000908758 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Bank of New York Mellon Corp 0001390777 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Kerger Paula 0001880863 | Security Ownership Statement 2021-11-12 00:00:00 3 |
| UMC Benefit Board, Inc. 0001352022 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| RENAISSANCE GROUP LLC 0000944234 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Longview Partners 0001426092 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Westwood International Advisors Inc. 0001607761 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Castle Hook Partners LP 0001687241 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| BNY Mellon Securities Corp 0000732858 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Negative Emissions Materials, Inc. 0001893571 | Stock / Securites Offering 2021-11-12 00:00:00 D |
| Tontine Asset Management, LLC 0001536239 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| BioPlus Acquisition Corp. 0001856653 | IPO Investment Prospectus 2021-11-12 00:00:00 S-1/A |
| Starboard Principal Co GP LLC 0001517140 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| 2594868 Ontario Ltd 0001872224 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| CAI International, Inc. 0001388430 | Ownership Acquisition Statement 2021-11-12 00:00:00 SC 13G |
| CADIAN CAPITAL MANAGEMENT, LP 0001423686 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Cartica Management, LLC 0001600011 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Faurot Holly 0001855633 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| Diamond Michael E 0000807863 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| OCO Capital Partners, L.P. 0001764525 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Crabel Capital Management, LLC 0001536557 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| FERNBRIDGE CAPITAL MANAGEMENT LP 0001827734 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Palm Jamie E 0000792987 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| JOHNSON INVESTMENT COUNSEL INC 0000821197 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Bylinsky Gregory 0001427289 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Virtus Investment Advisers, Inc. 0000019481 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Conger Robert 0001844323 | Security Sale/Purchase Record 2021-11-12 00:00:00 4 |
| GENDELL JEFFREY L 0001056581 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Fort Sheridan Advisors LLC 0001606666 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Polaris Venture Management Co. V, L.L.C. 0001439589 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Westwood Advisors, L.L.C. 0001297254 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| SEEYOND 0001767840 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| WESTWOOD MANAGEMENT CORP /TX 0000949471 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| COOKE & BIELER LP 0000024386 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| Natixis Investment Managers International 0001166767 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| GeoWealth Management, LLC 0001593387 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| ASSF Operating Manager IV, L.P. 0001683967 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Giverny Capital Inc. 0001641864 | Quarterly Report 2021-11-12 00:00:00 13F-HR |
| 1700480 ONTARIO INC 0001625247 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| BNY Mellon Investment Management Cayman Ltd 0001675045 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| Neuberger Berman Trust Co of Delaware N.A. 0001497476 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
| OTPP Environmental Services Trust 0001811732 | Quarterly Report 2021-11-12 00:00:00 13F-NT |
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