List of SEC Forms

Form Type Search

Form Count	Description
1 3056	National Securities Exchange Registration Application Form 1 1
1-A 9136	Offering Statement 1-A Offering Statement [Regulation A], 1A, A-1 Form 1-A 1A
1-A POS 2385	Form 1-A Amendment Post-effective amendment to Form 1-A filing Form 1-A POS 1A POS
1-A-W 404	Withdrawl of Form 1-A Statement of withdrawl of a Form 1-A filing Form 1-A-W 1AW
1-E 220	Notification under Regulation E by small business investment companies and business development companies Form 1-E 1E
1-E AD 2	Sales material filed pursuant to Rule 607 under Regulation E. Form 1-E AD 1E AD
1-K 1490	Annual Report Annual Report Persuant to Regulation A of the Securites Act of 1933 Form 1-K 1K
1-SA 1473	Semiannual report Form 1-SA 1SA
1-U 5491	Current report Form 1-U 1U
1-Z 214	Exit report Form 1-Z 1Z
1-Z-W 3	Withdrawl of Form 1-Z Statement of withdrawl of a Form 1-Z filing Form 1-Z-W 1ZW
10-12B 2470	Initial general form for registration of a class of securities pursuant to section 12(b) Form 10-12B 1012B
10-12G 8796	Initial general form for registration of a class of securities pursuant to section 12(g) Form 10-12G 1012G
10-C 1302	Securities Issuer Report Form 10-C 10C
10-D 145259	Asset-Backed Issuer Distribution Form 10-D 10D
10-K 284714	Annual Report Form 10-K 10K
10-K405 24049	Annual Report S-K Item 405 Form 10-K405 10K405
10-KSB 3	Annual Report Form 10-KSB 10KSB
10-KT 790	Transition report pursuant to Rule 13a-10 or 15d-10 Form 10-KT 10KT
10-Q 762262	Quarterly Report Form 10-Q 10Q
10-QSB 5	Quarterly Report for Small Business Form 10QSB is an alternative name for Form 10QSB Form 10-QSB 10QSB
10-QT 283	Quarterly Report Form 10-QT 10QT
10KSB 51004	Annual Report Form 10KSB 10KSB
10KSB40 4192	Form 10KSB40 10KSB40
10KT405 115	Form 10KT405 10KT405
10QSB 144185	Quarterly/Transition Report [Small Business] Optional form for quarterly and transition reports of small business issuers Form 10QSB 10QSB
10SB12B 310	Form 10SB12B 10SB12B
10SB12G 10355	Form 10SB12G 10SB12G
11-K 44395	Employee Stock Plan Annual Report Annual report of employee stock purchase, savings and similar plans Form 11-K 11K
11-KT 90	Transition report pursuant to Rule 13a-10 or 15d-10 Form 11-KT 11KT
12G3-2B 681	Form 12G3-2B 12G32B
12G32BR 189	Form 12G32BR 12G32BR
13F-E 1440	Form 13F-E 13FE
13F-HR 573809	Quarterly Report Quarterly report filed by institutional managers, Holdings Form 13F-HR 13FHR
13F-NT 165518	Quarterly Report 13F-NT - Quarterly report filed by institutional managers, Notice Form 13F-NT 13FNT
13FCONP 1274	Form 13FCONP 13FCONP
144 34878	Proposed Sale of Securities - Rule 144 Filing NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 Form 144 144
15-12B 6817	Notice of termination of registration of a class of securities under Section 12(b) Form 15-12B 1512B
15-12G 14341	Notice of termination of registration of a class of securities under Section 12(g) Form 15-12G 1512G
15-15D 21668	SEC Registration Termination Suspension of duty to report [Section 13 and 15(d)] Form 15-15D 1515D
15F-12B 270	Form 15F-12B 15F12B
15F-12G 263	Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(g) Form 15F-12G 15F12G
15F-15D 169	Notice of a foreign private issuers suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act Form 15F-15D 15F15D
18-12B 5	Form 18-12B 1812B
18-K 5177	Annual report for foreign governments Form 18-K 18K
19B-4E 22178	Form 19B-4E 19B4E
2-A 169	Form 2-A 2A
2-AF 36	Form 2-AF 2AF
2-E 97	Sales material filed pursuant to Rule 609 under Regulation E. Form 2-E 2E
20-F 25539	Annual/Transition Report Annual and transition report of foreign private issuers [Sections 13 or 15(d)] Form 20-F 20F
20FR12B 442	Form for initial registration of a class of securities of foreign private issuers pursuant to section 12(b) Form 20FR12B 20FR12B
20FR12G 1129	Form for initial registration of a class of securities of foreign private issuers pursuant to section 12(g) Form 20FR12G 20FR12G
24F-1 6	Form 24F-1 24F1
24F-2EL 20	Form 24F-2EL 24F2EL
24F-2NT 223739	Annual Securities Sale Report Annual Notice of Securities Sold Form 24F-2NT 24F2NT
24F-2TM 603	Form 24F-2TM 24F2TM
25 4336	Securities Removal Notice Form 25 25
25-NSE 100027	Delisting Notice of stock delisting from an exchange Form 25-NSE 25NSE
253G1 185	Form 253G1 253G1
253G2 5147	Form 253G2 253G2
253G3 33	Form 253G3 253G3
253G4 8	Form 253G4 253G4
3 2577227	Security Ownership Statement Initial statement of beneficial ownership of securities Form 3 3
305B2 4427	Application for designation of a new trustee under the Trust Indenture Act Form 305B2 305B2
34-12H 7	Form 34-12H 3412H
35-APP 8	Form 35-APP 35APP
35-CERT 4407	Form 35-CERT 35CERT
39-304D 10	Form 39-304D 39304D
39-310B 2	Form 39-310B 39310B
4 26779816	Security Sale/Purchase Record Statement of changes in beneficial ownership of securities Form 4 4
40-17F1 696	Form 40-17F1 4017F1
40-17F2 26275	Initial certificate of accounting of securities and similar investments in the custody of management investment companies Form 40-17F2 4017F2
40-17G 83327	Fidelity bond Form 40-17G 4017G
40-17GCS 39	Form 40-17GCS 4017GCS
40-202A 78	Form 40-202A 40202A
40-203A 4	Form 40-203A 40203A
40-205E 5	Form 40-205E 40205E
40-206A 120	Form 40-206A 40206A
40-24B2 7931	Filing of sales literature Form 40-24B2 4024B2
40-33 1109	All stockholder derivative actions filed with a court against an investment company or an affiliate Form 40-33 4033
40-6B 875	The Investment Company Act Excemption Application Form 40-6B 406B
40-6C 5683	Form 40-6C 406C
40-8B25 178	Document or Report Form 40-8B25 408B25
40-8F-2 82	Initial application for de-registration pursuant to Investment Company Act Rule 0-2 Form 40-8F-2 408F2
40-8F-A 195	Form 40-8F-A 408FA
40-8F-B 5	Form 40-8F-B 408FB
40-8F-L 639	Form 40-8F-L 408FL
40-8F-M 701	Form 40-8F-M 408FM
40-8FC 4	Form 40-8FC 408FC
40-APP 54239	Exemption Application 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940 Form 40-APP 40APP
40-F 3982	Annual Report / Registration SEC Form 40-F includes Annual Reports [Section 13(a)/15(d)] or Registration Statements [Section 12] Form 40-F 40F
40-OIP 1834	Applications under the Investment Company Act reviewed by Office of Insurance Products Form 40-OIP 40OIP
40-RPT 2	Form 40-RPT 40RPT
40FR12B 357	Registration of a class of securities of certain Canadian issuers Form 40FR12B 40FR12B
40FR12G 54	Registration of a class of securities of certain Canadian issuers pursuant to Section 12(g) of the 1934 Act Form 40FR12G 40FR12G
424A 1670	Prospectus [Rule 424(a)] Form 424A 424A
424B1 9919	Prospectus [Rule 424(b)(1)] Form 424B1 424B1
424B2 436307	Prospectus [Rule 424(b)(2)] Form 424B2 424B2
424B3 297872	Prospectus [Rule 424(b)(3)] Form 424B3 424B3
424B4 16980	Prospectus [Rule 424(b)(4)] Form 424B4 424B4
424B5 166950	Prospectus [Rule 424(b)(5)] Form 424B5 424B5
424B7 8111	Prospectus [Rule 424(b)(7)] Form 424B7 424B7
424B8 2215	Prospectus [Rule 424(b)(8)] Form 424B8 424B8
424H 3425	Asset Backed Notes Registration Statement FILED PURSUANT TO RULE 424(h) Form 424H 424H
425 252799	Merger Prospectus/Communication Prospectuses and communications, business combinations Form 425 425
485A24E 83	Form 485A24E 485A24E
485A24F 18	Form 485A24F 485A24F
485APOS 47452	Post-effective amendment Form 485APOS 485APOS
485B24E 1691	Form 485B24E 485B24E
485B24F 64	Form 485B24F 485B24F
485BPOS 248533	Securities Registration Amendment N-1A Post-effective amendment [Rule 485(b)] Form 485BPOS 485BPOS
485BXT 29350	Post-effective amendment Form 485BXT 485BXT
485BXTF 1	Form 485BXTF 485BXTF
486A24E 1	Form 486A24E 486A24E
486APOS 478	Post-effective amendment Form 486APOS 486APOS
486B24E 1	Form 486B24E 486B24E
486BPOS 2109	Post-effective amendment Form 486BPOS 486BPOS
486BXT 221	Form 486BXT 486BXT
487 25274	Pre-effective pricing amendment Form 487 487
497 536598	Investment Prospectus Prospectus Form 497 497
497AD 5811	Advertising Disclosure Form 497AD 497AD
497H2 86	Filings made pursuant to Rule 497(h)(2) Form 497H2 497H2
497J 153430	Certification of Filing Certification of no change in definitive materials Form 497J 497J
497K 287159	Prospectus Summary Form 497K 497K
497K1 403	Profiles for certain open-end management investment companies Form 497K1 497K1
497K2 177	Profiles for certain open-end management investment companies Form 497K2 497K2
497K3A 36	Profiles for certain open-end management investment companies Form 497K3A 497K3A
497K3B 2551	Profiles for certain open-end management investment companies Form 497K3B 497K3B
497VPI 828	Form 497VPI 497VPI
497VPU 1371	Form 497VPU 497VPU
5 509018	Annual Security Ownership Report Annual statement of changes in beneficial ownership of securities Form 5 5
6-K 540870	Foreign Issuer Report Report of foreign issuer [Rules 13a-16 and 15d-16] Form 6-K 6K
6B NTC 48	Form 6B NTC 6B NTC
6B ORDR 41	Form 6B ORDR 6B ORDR
8-A12B 33695	Securities Registration Form 8-A12B 8A12B
8-A12G 13075	Notification that a class of securities of successor issuer is deemed to be registered Form 8-A12G 8A12G
8-B12B 101	Form 8-B12B 8B12B
8-B12G 68	Form 8-B12G 8B12G
8-K 2114557	Current Report Current Report Form 8-K 8K
8-K12B 430	Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(b) Form 8-K12B 8K12B
8-K12G3 799	Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(g) Form 8-K12G3 8K12G3
8-K15D5 85	Notification of assumption of duty to report by successor Form 8-K15D5 8K15D5
8-M 102	8-M Filing Form 8-M 8M
8A12BEF 78	Form 8A12BEF 8A12BEF
8A12BT 140	Form 8A12BT 8A12BT
8F-2 NTC 6	Form 8F-2 NTC 8F2 NTC
8F-2 ORDR 6	Form 8F-2 ORDR 8F2 ORDR
9-M 25	9-M Filing Form 9-M 9M
ABS-15G 30556	Asset-Backed Securitizer Report Asset-backed securitizer report pursuant to Section 15G, item 2.01 Form ABS-15G ABS15G
ABS-EE 40809	Asset-Backed Securities Exhibits FORM FOR SUBMISSION OF ELECTRONIC EXHIBITS FOR ASSET-BACKED SECURITIES Form ABS-EE ABSEE
ADB 18	Form ADB ADB
ADN-MTL 44	ADN-MTL Filing Form ADN-MTL ADNMTL
ADV 1	Form ADV ADV
ADV-E 2565	ADV-E Filing Form ADV-E ADVE
ADV-H-C 8	Form ADV-H-C ADVHC
ADV-H-T 88	Form ADV-H-T ADVHT
ADV-NR 727	ADV-NR Filing Form ADV-NR ADVNR
ADVCO 50	Form ADVCO ADVCO
ADVW 8	Form ADVW ADVW
AFDB 10	Form AFDB AFDB
ANNLRPT 168	Periodic Development Bank filing, submitted annually Form ANNLRPT ANNLRPT
APP NTC 1497	Form APP NTC APP NTC
APP ORDR 1394	Form APP ORDR APP ORDR
APP WD 2380	APP WD Filing Form APP WD APP WD
APP WDG 127	Form APP WDG APP WDG
ARS 36527	Annual Report Form ARS ARS
ATS-N 8	Form ATS-N ATSN
ATS-N-C 15	Form ATS-N-C ATSNC
ATS-N-W 3	Form ATS-N-W ATSNW
ATS-N/CA 71	Form ATS-N/CA ATSN/CA
ATS-N/MA 207	Form ATS-N/MA ATSN/MA
ATS-N/UA 481	Form ATS-N/UA ATSN/UA
AW 4599	Application for Withdrawl Form AW is a request to have the SEC withdraw a prior filing or amendment. Form AW AW
AW WD 116	Withdrawal of a request for withdrawal of an amendment to a registration statement Form AW WD AW WD
BDCO 452	Form BDCO BDCO
BW-2 27	Form BW-2 BW2
BW-3 93	Form BW-3 BW3
C 18081	Offering statement Form C C
C-AR 3110	Annual report An annual report by the company that includes financial statements. Form C-AR CAR
C-AR-W 9	Form C-AR-W CARW
C-TR 402	Termination of reporting If eligible, a filing by the company terminating its obligation to file annual reports. Form C-TR CTR
C-TR-W 8	Form C-TR-W CTRW
C-U 3442	Progress updates Form C-U CU
C-U-W 14	Form C-U-W CUW
C-W 732	Form C-W CW
CANCELLATION-MA 18	Form CANCELLATION-MA CANCELLATIONMA
CB 6911	Certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons Form CB CB
CERT 9661	Certification Form CERT CERT
CERTAMX 875	Filing CERTAMX Form CERTAMX CERTAMX
CERTARCA 183	Form CERTARCA CERTARCA
CERTBATS 75	Form CERTBATS CERTBATS
CERTBSE 13	Form CERTBSE CERTBSE
CERTCBO 88	Form CERTCBO CERTCBO
CERTCSE 2	Form CERTCSE CERTCSE
CERTNAS 2781	Filing CERTNAS Form CERTNAS CERTNAS
CERTNYS 5589	NYSE Listing Certification Certification by the New York Stock Exchange for Public Listing Form CERTNYS CERTNYS
CERTPAC 297	Filing CERTPAC Form CERTPAC CERTPAC
CERTPBS 3	Form CERTPBS CERTPBS
CFPORTAL 598	Form CFPORTAL CFPORTAL
CFPORTAL-W 6	Form CFPORTAL-W CFPORTALW
CORRESP 919478	S.E.C. Correspondence Letter CORRESP documents are letters or requests filed by the SEC directed toward a company. Form CORRESP CORRESP
CT ORDER 17899	Confidential Treatment Order. Form CT ORDER CT ORDER
D 688613	Stock / Securites Offering Form D D
DEF 14A 200255	Definitive Proxy Statement Other definitive proxy statements Form DEF 14A DEF 14A
DEF 14C 14815	Definitive information statements Form DEF 14C DEF 14C
DEF-OC 2	Form DEF-OC DEFOC
DEF13E3 211	Form DEF13E3 DEF13E3
DEFA14A 135300	Proxy Soliciting Materials Additional definitive proxy soliciting materials and Rule 14(a)(12) material Form DEFA14A DEFA14A
DEFA14C 503	Definitive additional information statement materials including Rule 14(a)(12) material Form DEFA14C DEFA14C
DEFC14A 6916	Definitive proxy statement in connection with contested solicitations Form DEFC14A DEFC14A
DEFC14C 39	Definitive information statement - contested solicitations Form DEFC14C DEFC14C
DEFM14A 6585	Definitive proxy statement relating to a merger or acquisition Form DEFM14A DEFM14A
DEFM14C 476	Definitive information statement relating to merger or acquisition Form DEFM14C DEFM14C
DEFN14A 852	Definitive proxy statement filed by non management Form DEFN14A DEFN14A
DEFR14A 6928	Definitive revised proxy soliciting materials Form DEFR14A DEFR14A
DEFR14C 481	Definitive revised information statement materials Form DEFR14C DEFR14C
DEFS14A 4631	Proxy Statement for Special Meeting Definitive proxy statement for special meeting Form DEFS14A DEFS14A
DEFS14C 87	Form DEFS14C DEFS14C
DEL AM 1683	Separately filed delaying amendment Form DEL AM DEL AM
DFAN14A 66179	Proxy Soliciting Materials Form DFAN14A DFAN14A
DFRN14A 1622	Revised definitive proxy statement filed by non-management Form DFRN14A DFRN14A
DOS 642	Form DOS DOS
DOSLTR 1615	Form DOSLTR DOSLTR
DRS 11132	Registration Statement [Draft] Form DRS DRS
DRSLTR 37867	Registration Statement [Draft] Form DRSLTR DRSLTR
DSTRBRPT 1144	Distribution of primary obligations Development Bank report Form DSTRBRPT DSTRBRPT
EBRD 17	Form EBRD EBRD
EFFECT 150646	Notice of Effectiveness Form EFFECT EFFECT
F-1 9285	Foreign Private Issuer Registration Registration Statement For Certain Foreign Private Issuers Form F-1 F1
F-10 3118	Registration statement for securities of certain Canadian issuers Form F-10 F10
F-10EF 8	Auto effective registration statement for securities of certain Canadian issuer under the Securities Act of 1933 Form F-10EF F10EF
F-10POS 68	Post-effective amendment to a F-10EF registration Form F-10POS F10POS
F-1MEF 362	A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form F-1 Form F-1MEF F1MEF
F-2 53	Form F-2 F2
F-3 9042	Registration statement for specified transactions by certain foreign private issuers Form F-3 F3
F-3ASR 2217	Automatic shelf registration statement of securities of well-known seasoned issuers Form F-3ASR F3ASR
F-3D 70	Registration statement for dividend or interest reinvestment plan securities of foreign private issuers Form F-3D F3D
F-3DPOS 55	Post-Effective amendment to a F-3D registration Form F-3DPOS F3DPOS
F-3MEF 81	Form F-3MEF F3MEF
F-4 11298	Merger Proposal Registration Registration of securities, foreign private issuers, business combinations Form F-4 F4
F-4 POS 35	Post-effective amendment to a F-4EF registration Form F-4 POS F4 POS
F-4EF 6	Form F-4EF F4EF
F-4MEF 10	Form F-4MEF F4MEF
F-6 16378	Registration statement for American Depositary Receipts representing securities of certain foreign private issuers Form F-6 F6
F-6 POS 22703	Post-effective amendment to a F-6EF registration Form F-6 POS F6 POS
F-6EF 41058	Auto effective registration statement for American Depositary Receipts representing securities of certain foreign private issuers Form F-6EF F6EF
F-7 64	Registration statement for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders Form F-7 F7
F-7 POS 5	Post-effective amendment to a F-7 registration Form F-7 POS F7 POS
F-8 85	Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination Form F-8 F8
F-8 POS 15	Form F-8 POS F8 POS
F-80 58	Registration of securities of certain Canadian issuers to be issued in exchange offers or a business combination under the Securities Act of 1933 Form F-80 F80
F-80POS 28	Form F-80POS F80POS
F-9 226	Securities Registration Form F-9 is a securities registration filing. Form F-9 F9
F-9 POS 5	Form F-9 POS F9 POS
F-9EF 4	Form F-9EF F9EF
F-N 548	Notification of the appointment of an agent for service by certain foreign institutions Form F-N FN
F-X 6680	Service / Processing Agent Appointment Form F-X FX
FOCUSN 49397	Annual Audit Report Non-public annual audit reports filed by brokers or dealers Form FOCUSN FOCUSN
FWP 203006	Free Writing Prospectus Filing under Securities Act Rules 163/433 of free writing prospectuses Form FWP FWP
G-405 81	G-405 Filing Form G-405 G405
G-405N 57	Form G-405N G405N
G-FIN 300	G-FIN Filing Form G-FIN GFIN
G-FINW 15	Form G-FINW GFINW
IADB 13	Form IADB IADB
ID-NEWCIK 1	Form ID-NEWCIK IDNEWCIK
IFC 6	Form IFC IFC
IRANNOTICE 4382	Exchange Act Annual Disclosure Report Form IRANNOTICE IRANNOTICE
MA 4570	Municipal Advisor Registration Application Application for Municipal Advisor Registration for Business Entities Form MA MA
MA-A 4433	Annual Municipal Advisor Registration Update APPLICATION FOR MUNICIPAL ADVISOR REGISTRATION, Annual Update Form MA-A MAA
MA-I 29367	Municipal Advisor Registration Application Application for Municipal Advisor Registration for Natural Persons Form MA-I MAI
MA-W 439	Municipal Advisor Withdrawl Notice of Withdrawal from Registration as a Municipal Advisor Form MA-W MAW
MSD 545	Form MSD MSD
MSDCO 22	Form MSDCO MSDCO
MSDW 83	MSDW Filing Form MSDW MSDW
N-1 147	Form N-1 N1
N-14 8393	Registration statement for fund mergers Disclosure document includes information about a fund merger or other similar transaction. Form N-14 N14
N-14 8C 843	Initial registration statement filed on Form N14 by closed-end investment company (business combinations) Form N-14 8C N14 8C
N-14AE 1027	Filing N-14AE Form N-14AE N14AE
N-14MEF 9	Form N-14MEF N14MEF
N-18F1 1387	Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1 Form N-18F1 N18F1
N-1A 6108	Registration statement (including a prospectus) Form N-1A N1A
N-1A EL 795	Form N-1A EL N1A EL
N-2 15783	Investment Company Registration Registration statement for closed-end investment companies Form N-2 N2
N-2 POSASR 11	Form N-2 POSASR N2 POSASR
N-23C-1 936	Form N-23C-1 N23C1
N-23C-2 2163	Notice by closed-end investment companies of intention to call or redeem their own securities Form N-23C-2 N23C2
N-23C3A 3757	Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only Form N-23C3A N23C3A
N-23C3B 445	Filing N-23C3B Form N-23C3B N23C3B
N-23C3C 102	Form N-23C3C N23C3C
N-27D-1 25	Form N-27D-1 N27D1
N-2ASR 54	Form N-2ASR N2ASR
N-2MEF 415	Form N-2MEF N2MEF
N-3 61	Initial registration statement on Form N-3 for separate accounts (management investment companies) Form N-3 N3
N-3 EL 11	Form N-3 EL N3 EL
N-30B-2 16592	Periodic and interim reports mailed to investment company shareholders Form N-30B-2 N30B2
N-30D 85168	Shareholder Report Annual and semi-annual reports mailed to shareholders [Rule 30d-1] Form N-30D N30D
N-4 5334	Registration statement (including a prospectus) Form N-4 N4
N-4 EL 323	Form N-4 EL N4 EL
N-5 20	Form N-5 N5
N-54A 388	Notification of election by business development companies Form N-54A N54A
N-54C 232	Notification of election by business development companies Form N-54C N54C
N-6 2146	Registration statement for separate accounts Form N-6 N6
N-6F 246	Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F Form N-6F N6F
N-8A 5816	Initial notification of registration under section 8(a) filed on Form N-8A Form N-8A N8A
N-8B-2 524	Initial registration statement for unit investment trusts Form N-8B-2 N8B2
N-8B-4 9	Form N-8B-4 N8B4
N-8F 5197	Application for deregistration made on Form N-8F Form N-8F N8F
N-8F NTC 1935	Notice of Pending Investment Company Deregistration Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 Form N-8F NTC N8F NTC
N-8F ORDR 2014	Order Suspending Investment Company Registration Form N-8F ORDR N8F ORDR
N-CEN 24320	Series/Class Registration Information Annual Report Form N-CEN NCEN
N-CR 114	Form N-CR NCR
N-CSR 80509	Annual/semi-annual shareholder reports Form N-CSR NCSR
N-CSRS 71762	Semi-Annual Certified Shareholder Report Certified Shareholder Report, Semi-Annual Form N-CSRS NCSRS
N-MFP 37916	Monthly Schedule Of Portfolio Holdings Of Money Market Funds Form N-MFP NMFP
N-MFP1 3414	Monthly Money Market Portfolio Report MONTHLY SCHEDULE OF PORTFOLIO HOLDINGS OF MONEY MARKET FUNDS Form N-MFP1 NMFP1
N-MFP2 44354	Monthly Schedule of Money Market Fund Holdings MONTHLY SCHEDULE OF PORTFOLIO HOLDINGS OF MONEY MARKET FUNDS Form N-MFP2 NMFP2
N-PX 68596	Proxy Voting Annual Report N-PX - Annual Report of proxy voting record of management investment companies Form N-PX NPX
N-Q 103683	Quarterly Holding Report Quarterly Schedule of portfolio holdings of management investment companies Form N-Q NQ
N-VP 231	Form N-VP NVP
N-VPFS 1432	Form N-VPFS NVPFS
N14AE24 269	Form N14AE24 N14AE24
N14EL24 221	Form N14EL24 N14EL24
NO ACT 7643	No Action Statement A NO ACT filing is a statement or request for no action to be taken. Form NO ACT NO ACT
NPORT-EX 13508	Portfolio of Investments Form NPORT-EX NPORTEX
NPORT-P 217459	Monthly Portfolio Investments Report Form NPORT-P NPORTP
NRSRO-CE 177	Form NRSRO-CE NRSROCE
NRSRO-UPD 384	Form NRSRO-UPD NRSROUPD
NSAR-A 79131	Semi-Annual Report Semi-annual report for management companies Form NSAR-A NSARA
NSAR-AT 205	Form NSAR-AT NSARAT
NSAR-B 82049	Annual Report Annual report for management companies Form NSAR-B NSARB
NSAR-BT 742	Transitional annual report filed on Form NSAR Form NSAR-BT NSARBT
NSAR-U 30175	Annual report for unit investment trusts Form NSAR-U NSARU
NT 10-D 13	Form NT 10-D NT 10D
NT 10-K 51295	Notice of Late Annual Filing Form NT 10-K NT 10K
NT 10-Q 85398	Notice of Late Quarterly Filing Form NT 10-Q NT 10Q
NT 11-K 1609	Notice under Rule 12b25 of inability to timely file all or part of a form 11-K Form NT 11-K NT 11K
NT 15D2 19	Form NT 15D2 NT 15D2
NT 20-F 2419	Notice under Rule 12b25 of inability to timely file all or part of an annual report of form 20-F Form NT 20-F NT 20F
NT N-CEN 310	Form NT N-CEN NT NCEN
NT N-MFP 211	Form NT N-MFP NT NMFP
NT N-MFP1 33	Form NT N-MFP1 NT NMFP1
NT N-MFP2 302	Form NT N-MFP2 NT NMFP2
NT NPORT-EX 189	Form NT NPORT-EX NT NPORTEX
NT NPORT-P 2138	Form NT NPORT-P NT NPORTP
NT-NCEN 120	Form NT-NCEN NTNCEN
NT-NCSR 461	Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) Form NT-NCSR NTNCSR
NT-NSAR 2685	Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR Form NT-NSAR NTNSAR
NTFNCEN 31	Form NTFNCEN NTFNCEN
NTFNCSR 65	Form NTFNCSR NTFNCSR
NTFNSAR 187	Form NTFNSAR NTFNSAR
NTN 10D 6	Form NTN 10D NTN 10D
NTN 10K 1610	Filing NTN 10K Form NTN 10K NTN 10K
NTN 10Q 2379	Filing NTN 10Q Form NTN 10Q NTN 10Q
NTN 11K 15	Form NTN 11K NTN 11K
NTN 20F 37	Filing NTN 20F Form NTN 20F NTN 20F
NTN15D2 1	Form NTN15D2 NTN15D2
OIP NTC 209	Form OIP NTC OIP NTC
OIP ORDR 202	Form OIP ORDR OIP ORDR
POS 8C 3382	Post-effective amendment by closed-end investment companies Form POS 8C POS 8C
POS AM 46919	Post-Effective Filing Amendment Form POS AM includes ammendments to any type of filing which has already taken effect. Form POS AM POS AM
POS AMC 900	Form POS AMC POS AMC
POS AMI 7659	Post-effective amendment Form POS AMI POS AMI
POS EX 6880	Registration Statement Exhibits POS EX - Post-effective amendment adding exhibits to registration statement [Rule 462(d)] Form POS EX POS EX
POS462B 251	Post-effective amendment to Securities Act Rule 462(b) registration statement Form POS462B POS462B
POS462C 80	Post-effective amendment to a registration statement filed under Rule 462(c) Form POS462C POS462C
POSASR 33144	Post-effective amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR Form POSASR POSASR
PRE 14A 45798	Preliminary Proxy Soliciting Materials A preliminary DEF 14A / DEFA14A proxy soliciting material filing for SEC records or approval. Form PRE 14A PRE 14A
PRE 14C 11171	Preliminary information statement not related to a contested matter or merger/acquisition Form PRE 14C PRE 14C
PRE13E3 592	Form PRE13E3 PRE13E3
PREA14A 12	Form PREA14A PREA14A
PREA14C 1	Form PREA14C PREA14C
PREC14A 8940	Preliminary proxy statement in connection with contested solicitations Form PREC14A PREC14A
PREC14C 79	Preliminary information statements - contested solicitations Form PREC14C PREC14C
PREM14A 5412	Preliminary proxy statement relating to a merger or acquisition Form PREM14A PREM14A
PREM14C 715	Preliminary information statements relating to merger or acquisition Form PREM14C PREM14C
PREN14A 1179	Preliminary proxy statement filed by non-management Form PREN14A PREN14A
PRER14A 12223	Preliminary revised proxy soliciting materials Form PRER14A PRER14A
PRER14C 2795	Preliminary revised information statements Form PRER14C PRER14C
PRES14A 4406	Preliminary Proxy Statement/Special Meeting Form PRES14A PRES14A
PRES14C 121	Form PRES14C PRES14C
PRRN14A 8298	Revised preliminary proxy statement filed by non-management Form PRRN14A PRRN14A
PX14A6G 21171	Shareholder Solicitation by 3rd Party Exempt Solicitation Pursuant to rules 14a-6(g) (1) and 14a-103 Form PX14A6G PX14A6G
PX14A6N 541	Form PX14A6N PX14A6N
QRTLYRPT 272	Periodic Development Bank filing, submitted quarterly Form QRTLYRPT QRTLYRPT
QUALIF 2640	Notice of Qualification Form QUALIF QUALIF
REG-NR 105	REG-NR Filing Form REG-NR REGNR
REGDEX 180423	Scanned Paper Filing A REGDEX is a scanned paper filing that may be any form. Form REGDEX REGDEX
REVOCATION-MA 1	Form REVOCATION-MA REVOCATIONMA
REVOKED 6117	Revocation of Securities Form REVOKED REVOKED
RW 14887	Registration Withdrawal Request Form RW RW
RW WD 478	Withdrawal of a Registration Withdrawal Request Form RW WD RW WD
S-1 107015	IPO Investment Prospectus Form S-1 S1
S-11 5353	Registration statement for securities to be issued by real estate companies Form S-11 S11
S-11MEF 100	A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 11 Form S-11MEF S11MEF
S-1MEF 3173	Registration of Securities Addition Registration adding securities to prior Form S-1 registration [Rule 462(b)] Form S-1MEF S1MEF
S-2 2774	Securities Registration Statement Form S-2 S2
S-20 11	Form S-20 S20
S-2MEF 80	Form S-2MEF S2MEF
S-3 111608	Security Offering and Investment Prospectus Form S-3 S3
S-3ASR 48162	Securities Registration Automatic shelf registration statement of securities of well-known seasoned issuers Form S-3ASR S3ASR
S-3D 955	Automatically effective registration statement for securities issued pursuant to dividend or interest reinvestment plans Form S-3D S3D
S-3DPOS 685	Post-effective amendment to a S-3D registration statement Form S-3DPOS S3DPOS
S-3MEF 2195	A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 3 Form S-3MEF S3MEF
S-4 220527	Business Securities Merger/Acquisition Registration Registration of securities, business combinations Form S-4 S4
S-4 POS 338	Post-effective amendment to a S-4EF registration statement Form S-4 POS S4 POS
S-4EF 111	Form S-4EF S4EF
S-4MEF 181	A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4 Form S-4MEF S4MEF
S-6 37563	Securities Registration Statement [Investment Trust] Registration statement for unit investment trusts Form S-6 S6
S-6EL24 1782	Form S-6EL24 S6EL24
S-8 92519	Employee Benefit Plan Security Offering Securities to be offered to employees in employee benefit plans, post-effective amendments Form S-8 S8
S-8 POS 41786	Employee Benefit Plan Security Offering Securities to be offered to employees in employee benefit plans, post-effective amendments Form S-8 POS S8 POS
S-B 925	Registration statement for securities of foreign governments and subdivisions Form S-B SB
S-BMEF 24	A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form SB-1 Form S-BMEF SBMEF
SB-1 547	Form SB-1 SB1
SB-1MEF 1	Form SB-1MEF SB1MEF
SB-2 25833	Small Business Stock Registration Optional form for registration of securities to be sold to the public by small business issuers Form SB-2 SB2
SB-2MEF 108	Form SB-2MEF SB2MEF
SC 13D 752275	Acquisition Statement General statement of acquisition of beneficial ownership Form SC 13D SC 13D
SC 13E1 35	Form SC 13E1 SC 13E1
SC 13E3 13784	Privatization Statement Going private transaction by certain issuers Form SC 13E3 SC 13E3
SC 13E4 2031	Form SC 13E4 SC 13E4
SC 13G 2109847	Ownership Acquisition Statement Statement of acquisition of beneficial ownership by individuals Form SC 13G SC 13G
SC 14D1 12198	Form SC 14D1 SC 14D1
SC 14D9 14990	Solicitation, Recommendation Statements Solicitation, recommendation statements Form SC 14D9 SC 14D9
SC 14F1 2940	Majority Director Change Statement Statement regarding change in majority of directors Form SC 14F1 SC 14F1
SC 14N 69	Form SC 14N SC 14N
SC TO-C 15344	Acquisition Statement Notice statement of Solicitation, Acquisition, or Tender Offer Form SC TO-C SC TOC
SC TO-I 31517	Tender Offer Acquisition Statement Tender offer statement by Issuer Form SC TO-I SC TOI
SC TO-T 48253	Tender Offer Acquisition Statement Tender Offer Statement by Third Party Form SC TO-T SC TOT
SC13E4F 62	Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers Form SC13E4F SC13E4F
SC14D1F 419	Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers Form SC14D1F SC14D1F
SC14D9C 2698	Merger Offer Communication Written communication relating to third party tender offer Form SC14D9C SC14D9C
SC14D9F 81	Form SC14D9F SC14D9F
SD 13369	Specialized Disclosure Report Form SD SD
SDR 6	Form SDR SDR
SE 3828	SE Filing Form SE SE
SEC ACTION 93	Form SEC ACTION SEC ACTION
SEC STAFF ACTION 3255	Form SEC STAFF ACTION SEC STAFF ACTION
SEC STAFF LETTER 31191	Letter from SEC Staff Form SEC STAFF LETTER SEC STAFF LETTER
SF-1 102	Form SF-1 SF1
SF-3 781	Form SF-3 SF3
SL 11	Form SL SL
SP 15D2 69	Form SP 15D2 SP 15D2
STOP ORDER 59	Form STOP ORDER STOP ORDER
SUPPL 58729	Voluntary supplemental material filed pursuant to Section 11(a) of the Securities Act of 1933 by foreign issuers Form SUPPL SUPPL
T-3 8131	Trust Indenture Qualification App Application for qualification of trust indentures Form T-3 T3
T-6 2	Form T-6 T6
TA-1 7891	Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 Form TA-1 TA1
TA-2 14093	Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934 Form TA-2 TA2
TA-W 534	Notice of withdrawal from registration as transfer agent filed pursuant to the Securities Exchange Act of 1934 Form TA-W TAW
TACO 127	Form TACO TACO
TH 8	Form TH TH
TTW 39	TTW Filing Form TTW TTW
U-1 2622	Form U-1 U1
U-12-IA 45	Form U-12-IA U12IA
U-12-IB 1980	Public Utility Compensation Statement U-12(I)-B Form U-12-IB U12IB
U-13-60 376	Form U-13-60 U1360
U-13E-1 3	Form U-13E-1 U13E1
U-33-S 56	Form U-33-S U33S
U-3A-2 1007	Form U-3A-2 U3A2
U-3A3-1 21	Form U-3A3-1 U3A31
U-57 792	Form U-57 U57
U-6B-2 1273	Public Utility Certificate of Security Issuance Form U-6B-2 U6B2
U-7D 101	Form U-7D U7D
U-9C-3 469	Form U-9C-3 U9C3
U5A 33	Form U5A U5A
U5B 29	Form U5B U5B
U5S 231	Form U5S U5S
UNDER 41	Form UNDER UNDER
UPLOAD 701676	Securities Filing Public Response Form UPLOAD UPLOAD
WDL-REQ 58	WDL-REQ Filing Form WDL-REQ WDLREQ
X-17A-5 142813	Annual Report Annual Audited Focus Report Form X-17A-5 Form X-17A-5 X17A5