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SEC Report Gov

Latest Senate Stock Disclosures

Stock Trade Feed


Senate Stock Transactions

-

Issuer
Reporter
Ownership
Shares Held
2021-10-15
2021-09-30
Procter & Gamble Company (The) Common Stock [PG]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Netflix, Inc. - Common Stock [NFLX]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Monolithic Power Systems, Inc. - Common Stock [MPWR]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Keysight Technologies Inc. Common Stock [KEYS]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
KLA Corporation - Common Stock [KLAC]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Johnson & Johnson Common Stock [JNJ]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Intuit Inc. - Common Stock [INTU]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Generac Holdlings Inc. Common Stock [GNRC]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Estee Lauder Companies, Inc. (The) Common Stock [EL]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Eagle Materials Inc Common Stock [EXP]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Diageo plc Common Stock [DEO]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Cintas Corporation - Common Stock [CTAS]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Cable One, Inc. Common Stock [CABO]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Buckle, Inc. (The) Common Stock [BKE]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Allegion plc Ordinary Shares [ALLE]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-30
Air Products and Chemicals, Inc. Common Stock [APD]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-29
Western Alliance Bancorporation Common Stock (DE) [WAL]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-29
3M Company Common Stock [MMM]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-29
Quest Diagnostics Incorporated Common Stock
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-29
Deckers Outdoor Corporation Common Stock [DECK]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-29
Clorox Company (The) Common Stock [CLX]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-29
Chemed Corp [CHE]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-29
Bhp Group Plc [BHP]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-29
Autohome Inc. American Depositary Shares, each rep [ATHM]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-29
AMETEK, Inc. [AME]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-20
Stratasys, Ltd. - Common Stock [SSYS]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$50,001 - $100,000
--
Joint
2021-10-15
2021-09-20
United States Steel Corporation Common Stock Option Type: Call Strike price: $25.00 Expires: 06/17/2022 [X]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$15,001 - $50,000
--
Joint
2021-10-15
2021-09-13
Alibaba Group Holding Limited American Depositary Option Type: Short Sale Strike price: $230.00 Expires: 09/16/2022 [BABA]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-13
Alibaba Group Holding Limited American Depositary Option Type: Short Sale Strike price: $230.00 Expires: 09/16/2022 [BABA]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$15,001 - $50,000
--
Joint
2021-10-15
2021-09-13
Alibaba Group Holding Limited American Depositary Option Type: Short Sale Strike price: $230.00 Expires: 09/16/2022 [BABA]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$15,001 - $50,000
--
Joint
2021-10-15
2021-09-13
Alibaba Group Holding Limited American Depositary Option Type: Put Strike price: $230.00 Expires: 09/17/2021 [BABA]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$50,001 - $100,000
--
Joint
2021-10-15
2021-09-03
ChannelAdvisor Corporation Common Stock Option Type: Put Strike price: $25.00 Expires: 09/17/2021 [ECOM]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-10-15
2021-09-08
Oct 21 CME Cattle
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Self
2021-10-15
2021-09-02
Sep 21 FDR Cattle
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Self
2021-10-07
2021-08-16
Bitcoin Exchange/Platform: River [BTC]
Cynthia M Lummis [Lummis, Cynthia]
Purchase
$50,001 - $100,000
--
Self
2021-10-07
2021-09-03
Jacobs Engineering Group Inc. Common Stock [J]
Cynthia M Lummis [Lummis, Cynthia]
Purchase
$1,001 - $15,000
--
Self
2021-10-04
2021-09-28
Alphabet Inc. - Class C Capital Stock [GOOG]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-10-04
2021-09-28
Apple Inc. - Common Stock [AAPL]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$15,001 - $50,000
--
Spouse
2021-10-04
2021-09-23
JP Morgan Chase and Co Rate/Coupon: 2.5% Matures: 09/23/2029
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$1,001 - $15,000
--
Spouse
2021-10-04
2021-09-23
JP Morgan Chase and Co Rate/Coupon: 2.5% Matures: 09/23/2029
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$1,001 - $15,000
--
Spouse
2021-10-04
2021-09-17
JPM Contingent Autocall GILD Rate/Coupon: 8.65% Matures: 09/20/2024
Thomas R Carper [Carper, Thomas R.]
Purchase
$15,001 - $50,000
--
Spouse
2021-10-04
2021-09-10
JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$15,001 - $50,000
--
Spouse
2021-10-04
2021-09-10
JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$15,001 - $50,000
--
Spouse
2021-09-28
2021-09-27
Nerdy Inc. Class A Common Stock [NRDY]
Roy Blunt [Blunt, Roy]
Purchase
$1,001 - $15,000
--
Spouse
2021-09-15
2021-09-03
WFC - Wells Fargo & Company
A. Mitchell McConnell, Jr [McConnell, A. Mitchell Jr.]
Purchase
$1,001 - $15,000
Dividend Reinvestment
Spouse
2021-09-15
2021-08-25
Apple Inc. - Common Stock [AAPL]
Shelley M Capito [Capito, Shelley Moore]
Purchase
$1,001 - $15,000
--
Spouse
2021-09-15
2021-08-17
Microsoft Corporation - Common Stock [MSFT]
Shelley M Capito [Capito, Shelley Moore]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-09-15
2021-08-17
Apple Inc. - Common Stock [AAPL]
Shelley M Capito [Capito, Shelley Moore]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-09-13
2021-08-30
Alibaba Group Holding Limited American Depositary [BABA]
Sheldon Whitehouse [Whitehouse, Sheldon]
Sale (Full)
$1,001 - $15,000
Due to standing separation agreement with financial advisor, Senator first notified of activity 9/13/21 in compliance with Senate disclosure process.
Spouse
2021-09-13
2021-08-27
MACYS RETAIL HLDGS INC Rate/Coupon: 3.875% Matures: 01/15/2022
Sheldon Whitehouse [Whitehouse, Sheldon]
Sale (Full)
$15,001 - $50,000
Due to standing separation agreement with financial advisor, Senator first notified of activity 9/13/21 in compliance with Senate disclosure process.
Joint
2021-09-13
2021-08-30
Microchip Technology Incorporated - Common Stock [MCHP]
Sheldon Whitehouse [Whitehouse, Sheldon]
Sale (Full)
$15,001 - $50,000
Due to standing separation agreement with financial advisor, Senator first notified of activity 9/13/21 in compliance with Senate disclosure process.
Joint
2021-09-13
2021-08-30
AT&T Inc. [T]
Sheldon Whitehouse [Whitehouse, Sheldon]
Sale (Full)
$15,001 - $50,000
Due to standing separation agreement with financial advisor, Senator first notified of activity 9/13/21 in compliance with Senate disclosure process.
Joint
2021-09-08
2021-08-30
Calix, Inc Common Stock Option Type: Put Strike price: $40.00 Expires: 11/18/2022 [CALX]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-09-08
2021-08-30
ChannelAdvisor Corporation Common Stock Option Type: Put Strike price: $25.00 Expires: 03/18/2022 [ECOM]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-09-08
2021-08-30
ChannelAdvisor Corporation Common Stock Option Type: Put Strike price: $25.00 Expires: 03/18/2022 [ECOM]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-09-08
2021-08-27
Calix, Inc Common Stock Option Type: Put Strike price: $40.00 Expires: 10/15/2021 [CALX]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-09-08
2021-08-18
Stratasys, Ltd. - Common Stock [SSYS]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-09-08
2021-08-12
Southern States Bancshares, Inc. - Common Stock [SSBK]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$50,001 - $100,000
--
Joint
2021-09-08
2021-08-10
Intel Corporation - Common Stock Option Type: Put Strike price: $52.50 Expires: 06/17/2022 [INTC]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-09-08
2021-08-02
Occidental Petroleum Corporation Common Stock Option Type: Call Strike price: $31.00 Expires: 02/18/2022 [OXY]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-09-08
2021-08-02
Occidental Petroleum Corporation Common Stock Option Type: Put Strike price: $25.00 Expires: 02/18/2022 [OXY]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-09-08
2021-08-20
Dec 21 KC Red Wheat
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-09-08
2021-08-19
Call Dec 21 KC Red Wheat
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-09-08
2021-08-18
Call Dec 21 KC Red Wheat
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-09-08
2021-08-12
Call Dec 21 CBT Corn
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-09-08
2021-08-12
Dec 21 CBT Corn
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-09-08
2021-08-11
Aug 21 CME Cattle
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-09-08
2021-08-10
Aug 21 CME Cattle
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-09-08
2021-08-05
Sep 21 FDR Cattle
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-09-08
2021-08-04
MSR-EB Waterfront Venture LLC (The Pointe at Stono Shores) Company: MSR-EB Waterfront Venture LLC  (Charleston, SC) Description: Real Estate
Mark R Warner [Warner, Mark]
Sale (Full)
$100,001 - $250,000
Underlying asset of Echo Bridge Realty Fund I, L.P.
Self
2021-09-01
2021-08-23
Landmark Infrastructure Partners LP - Common Units [LMRK]
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$1,001 - $15,000
--
Spouse
2021-09-01
2021-08-13
GS Contingent Autocall AAPL Rate/Coupon: 8.0% Matures: 08/16/2024
Thomas R Carper [Carper, Thomas R.]
Purchase
$15,001 - $50,000
--
Spouse
2021-09-01
2021-08-12
CS Contingent Autocall CSCO Rate/Coupon: 8.25% Matures: 05/11/2023
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$15,001 - $50,000
--
Spouse
2021-09-01
2021-08-11
WW International, Inc. - Common Stock [WW]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-09-01
2021-08-04
Alexandria Real Estate Equities, Inc. Common Stock [ARE]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-09-01
2021-08-04
CoreSite Realty Corporation Common Stock [COR]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-08-16
2021-07-29
W.L. Gore & Associates, Inc. Company: W.L. Gore & Associates, Inc.  (Newark, DE) Description: Advanced materials manufacturing
Christopher A Coons [Coons, Chris]
Sale (Partial)
$250,001 - $500,000
--
Self
2021-08-16
2021-08-04
W.L. Gore & Associates, Inc. Company: W.L. Gore & Associates, Inc.  (Newark, DE) Description: Advanced materials manufacturing
Christopher A Coons [Coons, Chris]
Sale (Partial)
$500,001 - $1,000,000
W.L. Gore & Associates, Inc. stock transferred to spouses Charitable Remainder Trust and subsequently sold within the trust.
Spouse
2021-08-13
2021-07-20
Dec 21 CBT Corn
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-08-13
2021-07-19
Sep 21 FDR Cattle
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-08-13
2021-07-09
Aug 21 CMS Cattle
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-08-13
2021-07-07
Dec 21 CBT Corn
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-08-13
2021-07-09
Dec 21 CBT Corn
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Self
2021-08-13
2021-07-30
Ford Motor Company Common Stock Option Type: Put Strike price: $15.00 Expires: 03/18/2022 [F]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$15,001 - $50,000
--
Joint
2021-08-13
2021-07-29
Alcoa Corporation Common Stock Option Type: Put Strike price: $25.00 Expires: 10/15/2021 [AA]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-08-13
2021-07-28
NVIDIA Corporation - Common Stock Option Type: Put Strike price: $180.00 Expires: 06/17/2022 [NVDA]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$15,001 - $50,000
--
Joint
2021-08-13
2021-07-21
Cleveland-Cliffs Inc. Common Stock Option Type: Put Strike price: $20.00 Expires: 01/21/2022 [CLF]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-08-13
2021-07-21
Cleveland-Cliffs Inc. Common Stock Option Type: Put Strike price: $20.00 Expires: 01/21/2022 [CLF]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-08-13
2021-07-21
Cleveland-Cliffs Inc. Common Stock Option Type: Put Strike price: $20.00 Expires: 01/21/2022 [CLF]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-08-13
2021-07-21
Cleveland-Cliffs Inc. Common Stock Option Type: Call Strike price: $23.00 Expires: 01/21/2022 [CLF]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$15,001 - $50,000
--
Joint
2021-08-13
2021-07-21
Cleveland-Cliffs Inc. Common Stock [CLF]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$100,001 - $250,000
--
Joint
2021-08-13
2021-07-20
Cleveland-Cliffs Inc. Common Stock Option Type: Call Strike price: $20.00 Expires: 01/21/2022 [CLF]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-08-13
2021-07-20
Cleveland-Cliffs Inc. Common Stock Option Type: Call Strike price: $20.00 Expires: 01/21/2022 [CLF]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-08-13
2021-07-19
Cleveland-Cliffs Inc. Common Stock [CLF]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$50,001 - $100,000
--
Joint
2021-08-13
2021-07-19
Alcoa Corporation Common Stock [AA]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$50,001 - $100,000
--
Joint
2021-08-13
2021-07-14
Alibaba Group Holding Limited American Depositary Option Type: Put Strike price: $245.00 Expires: 01/21/2022 [BABA]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$15,001 - $50,000
--
Joint
2021-08-13
2021-07-14
Alibaba Group Holding Limited American Depositary Option Type: Put Strike price: $250.00 Expires: 07/16/2021 [BABA]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$15,001 - $50,000
--
Joint
2021-08-13
2021-07-06
Invesco QQQ Trust, Series 1 Option Type: Put Strike price: $262.00 Expires: 09/17/2021 [QQQ]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-08-13
2021-07-01
Intel Corporation - Common Stock Option Type: Put Strike price: $55.00 Expires: 01/21/2022 [INTC]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-08-13
2021-07-16
CrowdStrike Holdings, Inc. - Class A Common Stock [CRWD]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$15,001 - $50,000
--
Joint
2021-08-13
2021-07-16
Newell Brands Inc. - Common Stock [NWL]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$15,001 - $50,000
--
Joint
2021-08-13
2021-07-16
Pegasystems Inc. - Common Stock [PEGA]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$15,001 - $50,000
--
Joint
2021-08-13
2021-07-16
PepsiCo, Inc. - Common Stock [PEP]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$15,001 - $50,000
--
Joint
2021-08-13
2021-07-16
SPDR Select Sector Fund - Consumer Discretionary [XLY]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$15,001 - $50,000
--
Self
2021-08-13
2021-07-16
Bristol-Myers Squibb Company Common Stock
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$15,001 - $50,000
--
Self
2021-08-13
2021-07-16
iShares MSCI USA Momentum Factor ETF [MTUM]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$15,001 - $50,000
--
Self
2021-08-13
2021-07-16
Square, Inc. Class A Common Stock [SQ]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$15,001 - $50,000
--
Self
2021-08-13
2021-07-16
Wisdomtree U.S. Total Dividend Fund [DTD]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$15,001 - $50,000
--
Self
2021-08-11
2021-07-26
Royal Dutch Shell Plc [RDSA]
Shelley M Capito [Capito, Shelley Moore]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-08-11
2021-07-26
Microsoft Corporation - Common Stock [MSFT]
Shelley M Capito [Capito, Shelley Moore]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-08-11
2021-07-26
International Business Machines Corporat [IBM]
Shelley M Capito [Capito, Shelley Moore]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-08-11
2021-07-26
Intel Corporation - Common Stock [INTC]
Shelley M Capito [Capito, Shelley Moore]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-08-11
2021-07-26
Citigroup, Inc. Common Stock [C]
Shelley M Capito [Capito, Shelley Moore]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-08-11
2021-07-23
Northwest Respiratory Services, LLC Company: Northwest Respiratory Services, LLC  (St. Paul, Minnesota) Description: Respiratory medical equipment and service provider
John Hoeven [Hoeven, John]
Sale (Full)
$5,000,001 - $25,000,000
Purchase price received on July 23, 2021. Partial tax distribution received July 23, 2021. Remaining tax distribution to be received within 30 days of July 23, 2021.
Self
2021-08-09
2021-07-30
Pinterest, Inc. Class A Common Stock [PINS]
John W Hickenlooper [Hickenlooper, John]
Purchase
$15,001 - $50,000
--
Spouse
2021-08-09
2021-07-27
Snap Inc. Class A Common Stock [SNAP]
John W Hickenlooper [Hickenlooper, John]
Sale (Partial)
$15,001 - $50,000
--
Spouse
2021-08-09
2021-07-16
ME St Housing Auth 56052FVT9 Rate/Coupon: 1.200% Matures: 11/15/2028
Susan M Collins [Collins, Susan M.]
Purchase
$15,001 - $50,000
--
Spouse
2021-08-03
2021-07-21
Realty Income Corporation Common Stock [O]
Gary C Peters [Peters, Gary]
Purchase
$15,001 - $50,000
--
Self
2021-08-03
2021-07-07
FORD MOTOR CRDT CO LLC 02.550% 072026 DTD070121 Rate/Coupon: 02.550% Matures: 07/02/2026
Gary C Peters [Peters, Gary]
Purchase
$15,001 - $50,000
--
Self
2021-08-02
2021-07-26
S&P Small-Cap 600 Value Ishares ETF [IJS]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
S&P 500 Ishares Core ETF [IVV]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
Abbey Capital Futures Strategy Fund- Class I Sha [ABYIX]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
VictoryShares US 500 Volatility Wtd ETF [CFA]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
SPDR Gold Trust [GLD]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
First Trust Dow Jones Internet ETF [FDN]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
Lord Abbett Ultra Short Bond Fund - Class F [LUBFX]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
WisdomTree U.S. SmallCap Quality Dividend Growth F [DGRS]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
GS Treasuryaccess 0-1 Year ETF [GBIL]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
Global X FinTech ETF [FINX]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
First Trust Indxx Nextg ETF [NXTG]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
Fidelity Advisor Emerging Markets Fund [FIMKX]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
Goldman Sachs Emerging Markets Equity Fund Insti [GEMIX]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-26
Fidelity Advisor International Capital Appreciat [FCPIX]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-16
BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024
Thomas R Carper [Carper, Thomas R.]
Purchase
$15,001 - $50,000
--
Spouse
2021-08-02
2021-07-16
BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024
Thomas R Carper [Carper, Thomas R.]
Purchase
$15,001 - $50,000
--
Spouse
2021-08-02
2021-07-14
BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$15,001 - $50,000
--
Spouse
2021-08-02
2021-07-14
BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$15,001 - $50,000
--
Spouse
2021-08-02
2021-07-08
Johnson Controls International plc Ordinary Share [JCI]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-08-02
2021-07-08
Fastenal Company - Common Stock [FAST]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-28
2021-06-24
Thermo Fisher Scientific Inc. [TMO]
Angus S King, Jr [King, Angus]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-28
2021-06-24
Adobe Inc. [ADBE]
Angus S King, Jr [King, Angus]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-28
2021-06-10
MAINE ST HSG AUTH REV BOND Rate/Coupon: 1.70% Matures: 11/15/2021
Angus S King, Jr [King, Angus]
Sale (Full)
$15,001 - $50,000
REDEMPTION "CALLED"
Spouse
2021-07-23
2021-05-24
Freeport-McMoRan Inc. [FCX]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-07-23
2021-05-18
AIG Focused Dividend Strategy Fund Class W [FDSWX]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-07-23
2021-05-10
Freeport-McMoRan Inc. [FCX]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-07-23
2021-05-06
United States Steel Corporation Option Type: Put Strike price: $24.00 Expires: 10/15/2021 [X]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$15,001 - $50,000
--
Joint
2021-07-23
2021-05-06
United States Steel Corporation Option Type: Call Strike price: $29.00 Expires: 10/15/2021 [X]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-07-23
2021-05-06
United States Steel Corporation Option Type: Call Strike price: $29.00 Expires: 10/15/2021 [X]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-07-23
2021-05-06
United States Steel Corporation Option Type: Call Strike price: $29.00 Expires: 10/15/2021 [X]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-07-23
2021-05-06
United States Steel Corporation Option Type: Call Strike price: $29.00 Expires: 10/15/2021 [X]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-07-23
2021-05-06
United States Steel Corporation [X]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$100,001 - $250,000
The filer’s financial advisors actively manage his accounts without the filer’s day to day involvement. The filer was unaware that the specific transactions in this report occurred. Upon becoming aware of the transactions, the filer expeditiously prepared and submitted this report to the Committee.
Joint
2021-07-23
2021-06-07
Genl Motors Financial Co Inc Rate/Coupon: 3.2% Matures: 07/06/2021
Sheldon Whitehouse [Whitehouse, Sheldon]
Sale (Full)
$15,001 - $50,000
--
Joint
2021-07-16
2021-06-24
U.S. Bancorp [USB]
Shelley M Capito [Capito, Shelley Moore]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-16
2021-06-23
JPMorgan Chase & Co. [JPM]
Shelley M Capito [Capito, Shelley Moore]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-16
2021-06-23
Apple Inc. [AAPL]
Shelley M Capito [Capito, Shelley Moore]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-16
2021-06-21
Wells Fargo & Company
Shelley M Capito [Capito, Shelley Moore]
Sale (Full)
$1,001 - $15,000
--
Spouse
2021-07-16
2021-06-30
Automatic Data Processing, Inc. Option Type: Put Strike price: $175.00 Expires: 08/20/2021 [ADP]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-07-16
2021-06-25
Occidental Petroleum Corporation Option Type: Put Strike price: $25.00 Expires: 08/20/2021 [OXY]
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-07-16
2021-06-23
Microsoft Corporation Option Type: Put Strike price: $210.00 Expires: 03/18/2022 [MSFT]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-07-16
2021-06-23
Apple Inc. Option Type: Put Strike price: $102.50 Expires: 06/17/2022 [AAPL]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$1,001 - $15,000
--
Joint
2021-07-16
2021-06-07
Ford Motor Company Option Type: Put Strike price: $11.00 Expires: 09/17/2021
Thomas H Tuberville [Tuberville, Tommy]
Purchase
$1,001 - $15,000
--
Joint
2021-07-16
2021-06-01
QUALCOMM Incorporated Option Type: Put Strike price: $130.00 Expires: 06/17/2022 [QCOM]
Thomas H Tuberville [Tuberville, Tommy]
Sale (Full)
$15,001 - $50,000
--
Joint
2021-07-14
2021-06-09
Maine St 56052AE93 Rate/Coupon: 1.000% Matures: 06/01/2024
Susan M Collins [Collins, Susan M.]
Purchase
$50,001 - $100,000
--
Spouse
2021-07-14
2021-06-16
Acumen Pharmaceuticals, Inc. Company: Acumen Pharmaceuticals, Inc.  (San Francisco, CA) Description: Drug Discovery
Mark R Warner [Warner, Mark]
Purchase
$15,001 - $50,000
As of 7/1/21, Acumen Pharmaceuticals, Inc. is a publicly traded stock, ticker symbol (ABOS).
Self
2021-07-12
2021-05-07
New York NY City Transitional Fin Rate/Coupon: 5.0% Matures: 02/01/2022
Ron L Wyden [Wyden, Ron]
Sale (Full)
$15,001 - $50,000
--
Spouse
2021-07-12
2021-07-01
Oakcliff Capital Partners, LP Company: Oakcliff Capital Partners, LP  (New York, NY) Description: Investment Fund
Michael F Bennet [Bennet, Michael]
Purchase
$500,001 - $1,000,000
--
Self
2021-07-09
2021-06-28
Organon & Co. [OGN]
John W Hickenlooper [Hickenlooper, John]
Sale (Full)
$1,001 - $15,000
--
Self
2021-07-09
2021-06-02
Merck & Co., Inc. (Exchanged) Organon & Co. (Received) [MRK OGN]
John W Hickenlooper [Hickenlooper, John]
Exchange
$1,001 - $15,000
--
Self
2021-07-09
2021-06-03
Nokia Corporation [NOK]
John W Hickenlooper [Hickenlooper, John]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-08
2021-06-08
The Boeing Company [BA]
William F Hagerty, IV [Hagerty, Bill]
Purchase
$1,001 - $15,000
Asset owned by Roundstone Ventures LLC
Self
2021-07-07
2021-06-14
Grayscale Ethereum Trust (ETH) Exchange/Platform: OTC [ETHE]
Patrick J Toomey [Toomey, Pat]
Purchase
$1,001 - $15,000
--
Self
2021-07-07
2021-06-15
Grayscale Bitcoin Trust (BTC) Exchange/Platform: OTC [GBTC]
Patrick J Toomey [Toomey, Pat]
Purchase
$1,001 - $15,000
--
Self
2021-07-06
2021-06-29
LiveRamp Holdings, Inc. [RAMP]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-29
Triterras, Inc. [TRIT]
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-29
Vishay Intertechnology, Inc. [VSH]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-21
Energen Rate/Coupon: 4.625% Matures: 09/01/2021
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
TotalEnergies SE [TTE]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
Starbucks Corporation [SBUX]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
NVIDIA Corporation [NVDA]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
Diageo plc [DEO]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
AXIS Capital Holdings Limited [AXS]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
ManTech International Corporation [MANT]
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
Eaton Corporation plc [ETN]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
Landmark Infrastructure Partners LP [LMRK]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
Iron Mountain Incorporated [IRM]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
L3Harris Technologies, Inc. [LHX]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
Apollo Global Management, Inc. [APO]
Thomas R Carper [Carper, Thomas R.]
Purchase
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
McDonald's Corporation [MCD]
Thomas R Carper [Carper, Thomas R.]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-07-06
2021-06-04
JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024
Thomas R Carper [Carper, Thomas R.]
Purchase
$15,001 - $50,000
--
Spouse
2021-07-06
2021-06-04
JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024
Thomas R Carper [Carper, Thomas R.]
Purchase
$15,001 - $50,000
--
Spouse
2021-07-06
2021-05-25
Simon Property Group, Inc. [SPG]
Gary C Peters [Peters, Gary]
Purchase
$1,001 - $15,000
--
Self
2021-07-06
2021-06-07
Juniper Networks, Inc. [JNPR]
Gary C Peters [Peters, Gary]
Purchase
$1,001 - $15,000
--
Self
2021-06-24
2021-06-02
Broward County Florida Airport System Revenue Bond Rate/Coupon: 5.0% Matures: 10/01/2026
Rick Scott [Scott, Rick]
Purchase
$100,001 - $250,000
--
Self
2021-06-24
2021-05-25
Valterra Products Holdings, LLC Company: Valterra Products Holdings, LLC  (Mission Hills, CA) Description: Manufacturing and products supplier
Rick Scott [Scott, Rick]
Sale (Full)
$5,000,001 - $25,000,000
Held through an investment fund
Spouse
2021-06-24
2021-05-25
Valterra Products Holdings, LLC Company: Valterra Products Holdings, LLC  (Mission Hills, CA) Description: Manufacturing and products supplier
Rick Scott [Scott, Rick]
Sale (Full)
$5,000,001 - $25,000,000
Held through an investment fund
Spouse
2021-06-24
2021-05-25
Valterra Products Holdings, LLC Company: Valterra Products Holdings, LLC  (Mission Hills, CA) Description: Manufacturing and products supplier
Rick Scott [Scott, Rick]
Sale (Full)
$5,000,001 - $25,000,000
Held through an investment fund
Self
2021-06-08
2021-05-10
Wells Fargo & Company [WFC]
Shelley M Capito [Capito, Shelley Moore]
Sale (Partial)
$1,001 - $15,000
--
Spouse
2021-06-08
2021-05-25
AT&T Inc. [T]
Shelley M Capito [Capito, Shelley Moore]
Sale (Full)
$1,001 - $15,000
--
Spouse
2021-06-08
2021-05-17
FLIR SYSTEMS INC. Registered Sh (Exchanged) Teledyne Technologies Incorporated (Received) [FL4.SG TDY]
William F Hagerty, IV [Hagerty, Bill]
Exchange
$15,001 - $50,000
FLIR Systems Merger With Teledyne Asset Held in Roundstone Ventures, LLC
Self
2021-06-07
2021-06-03
Wells Fargo & Company [WFC]
A. Mitchell McConnell, Jr [McConnell, A. Mitchell Jr.]
Purchase
$1,001 - $15,000
Dividend Reinvestment
Spouse
2021-06-03
2021-05-19
Chipotle Mexican Grill, Inc. [CMG]
John W Hickenlooper [Hickenlooper, John]
Sale (Partial)
$100,001 - $250,000
--
Spouse
2021-06-03
2021-05-10
Qurate Retail, Inc. [QRTEA]
John W Hickenlooper [Hickenlooper, John]
Sale (Full)
$100,001 - $250,000
--
Spouse
2021-06-03
2021-05-10
The Trade Desk, Inc. [TTD]
John W Hickenlooper [Hickenlooper, John]
Purchase
$15,001 - $50,000
--
Spouse
2021-06-03
2021-05-04
Peloton Interactive, Inc. [PTON]
John W Hickenlooper [Hickenlooper, John]
Purchase
$1,001 - $15,000
--
Spouse
2021-06-01
2021-05-26
HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$15,001 - $50,000
--
Spouse
2021-06-01
2021-05-26
HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023
Thomas R Carper [Carper, Thomas R.]
Sale (Full)
$15,001 - $50,000
--
Spouse
2021-06-01
2021-05-07
CS Contingent Autocall CSCO Rate/Coupon: 8.25% Matures: 05/11/2023
Thomas R Carper [Carper, Thomas R.]
Purchase
$15,001 - $50,000
--
Spouse
2021-05-20
2021-05-01
Bird Dog Hospitality Fund 1, LLC Company: Bird Dog Equity Partners  (Sioux Falls, SD) Description: Hospitality
Mike Rounds [Rounds, Mike]
Purchase
$15,001 - $50,000
--
Joint
2021-05-12
2021-04-29
ME St Muni Bond Bank 56045RWK1 Rate/Coupon: 2.625% Matures: 09/01/2028
Susan M Collins [Collins, Susan M.]
Purchase
$15,001 - $50,000
--
Spouse
2021-05-12
2021-04-29
ME St Health & Higher Ed 560427VR4 Rate/Coupon: 3.000% Matures: 07/01/2023
Susan M Collins [Collins, Susan M.]
Purchase
$50,001 - $100,000
--
Spouse

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